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Caterpillar

3,737 hedge funds and large institutions have $235B invested in Caterpillar in 2026 Q1 according to their latest regulatory filings, with 387 funds opening new positions, 1,281 increasing their positions, 1,537 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

234% more first-time investments, than exits

New positions opened: 387 | Existing positions closed: 116

45% more funds holding in top 10

Funds holding in top 10: 110160 (+50)

24% more capital invested

Capital invested by funds: $189B → $235B (+$46.1B)

10% more call options, than puts

Call options by funds: $7.3B | Put options by funds: $6.61B

6% more funds holding

Funds holding: 3,5233,737 (+214)

0.47% more ownership

Funds ownership: 70.64%71.11% (+0.47%)

17% less repeat investments, than reductions

Existing positions increased: 1,281 | Existing positions reduced: 1,537

Holders
3,737
Holders Change
+214
Holders Change %
+6.07%
% of All Funds
45.95%
Holding in Top 10
160
Holding in Top 10 Change
+50
Holding in Top 10 Change %
+45.45%
% of All Funds
1.97%
New
387
Increased
1,281
Reduced
1,537
Closed
116
Calls
$7.3B
Puts
$6.61B
Net Calls
+$690M
Net Calls Change
+$886M
Name Holding Trade Value Shares
Change
Change in
Stake
LOAMS
776
Lombard Odier Asset Management (Switzerland)
Switzerland
$7.98M +$7.8M +11,265 New
EAM
777
Eventide Asset Management
Massachusetts
$7.96M -$172K -248 -2%
RIG
778
RiverFront Investment Group
Virginia
$7.94M +$1.59M +2,299 +26%
SOAMC
779
Spirit of America Management Corp
New York
$7.93M +$69.3K +100 +0.9%
SFO
780
Stenger Family Office
Illinois
$7.89M +$736K +1,063 +11%
MA
781
Modus Advisors
Minnesota
$7.88M -$486K -702 -6%
GP
782
Geneva Partners
Wisconsin
$7.87M +$6.97M +10,067 +1,406%
LNB
783
Ledyard National Bank
$7.86M -$360K -520 -4%
JSSH
784
J. Safra Sarasin Holding
$7.82M -$43.5M -62,816 -85%
PH
785
Pinnacle Holdings
Oklahoma
$7.74M +$875K +1,263 +13%
CI Investments Inc
786
CI Investments Inc
Ontario, Canada
$7.71M -$2.08K -3 -0%
CICI
787
Capital Investment Counsel Inc
North Carolina
$7.7M -$687K -992 -8%
DAS
788
DMKC Advisory Services
Iowa
$7.7M +$25.6K +37 +0.3%
SC
789
Sapient Capital
Indiana
$7.7M -$1.05M -1,520 -12%
N
790
Natixis
France
$7.7M -$54.2M -78,186 -88%
GWP
791
Gateway Wealth Partners
Wisconsin
$7.69M +$4.32M +6,240 +135%
FTA
792
Financial & Tax Architects
Missouri
$7.66M -$1.82M -2,626 -20%
AMG
793
Asset Management Group
Connecticut
$7.65M -$44.3K -64 -0.6%
FNBOO
794
First National Bank of Omaha
Nebraska
$7.65M -$2.57M -3,715 -24%
ATC
795
Argent Trust Co
Tennessee
$7.64M -$177K -256 -2%
AP
796
Advisors Preferred
Maryland
$7.61M +$3.08M +4,445 +71%
TC
797
Truvestments Capital
Florida
$7.58M -$769K -1,110 -9%
HCM
798
Hudson Capital Management
New Jersey
$7.58M -$756K -1,091 -9%
PT
799
Plimoth Trust
Massachusetts
$7.58M -$236K -341 -3%
OAJ
800
Ogorek Anthony Joseph
New York
$7.55M -$1.51M -2,175 -17%

CAT Hedge Fund Activity: Q1 2026 in Review

3,737 of the 8,133 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2026, worth a combined $235B — up 24% from $189B a quarter earlier.

Buyers outnumbered sellers: 387 funds opened new CAT positions and 116 closed out — a net gain of 271 holders — while 1,281 added to existing stakes and 1,537 trimmed.

The largest buyer was Diamant Asset Management, adding an estimated $2.17B. The largest seller was State Farm Mutual Automobile Insurance, cutting an estimated $1.99B.

  • 3,737 institutional investors held Caterpillar (CAT) as of Q1 2026, up from 3,523 in Q4 2025.
  • Funds reported $235B of Caterpillar stock for Q1 2026, up 24% quarter-over-quarter.
  • 387 funds opened new Caterpillar positions in Q1 2026 and 116 closed out, a net change of +271 holders.
  • The largest Caterpillar buyer in Q1 2026 was Diamant Asset Management, an estimated $2.17B added.
  • The largest Caterpillar seller in Q1 2026 was State Farm Mutual Automobile Insurance, an estimated $1.99B sold.

Based on aggregated 13F filings for Q1 2026.