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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
TPCW
751
TD Private Client Wealth
New York
$1.24M +$175K +1,174 +16%
CCM
752
CAAS Capital Management
New York
$1.24M -$1.19M -8,000 -49%
HSA
753
HBK Sorce Advisory
Pennsylvania
$1.24M -$300K -2,010 -19%
PTC
754
Private Trust Company
Ohio
$1.24M +$468K +3,139 +61%
PA
755
Probity Advisors
Texas
$1.23M +$61.2K +410 +5%
MAM
756
Meeder Asset Management
Ohio
$1.23M -$859K -5,757 -41%
FIM
757
Fruth Investment Management
Texas
$1.23M -$14.9K -100 -1%
HIM
758
HawsGoodwin Investment Management
Tennessee
$1.22M +$15.2K +102 +1%
PAM
759
Private Asset Management
California
$1.22M -$44.7K -300 -4%
CI
760
Conning Inc
Connecticut
$1.22M +$5.97K +40 +0.5%
MPWT
761
MassMutual Private Wealth & Trust
Connecticut
$1.21M +$1.08M +7,238 +811%
LFS
762
Legacy Financial Strategies
Kansas
$1.21M +$1.21M +8,129 New
IA
763
IFP Advisors
Florida
$1.2M -$1.78K -12 -0.1%
PFP
764
Pinnacle Financial Partners
Tennessee
$1.2M -$110K -738 -8%
WT
765
Washington Trust
Rhode Island
$1.2M +$4.18K +28 +0.3%
DSN
766
D. Scott Neal
Kentucky
$1.2M – – –
B
767
Bailard
California
$1.2M +$23.1K +155 +2%
CK
768
Cohen Klingenstein
New York
$1.19M – – –
SWM
769
SeaCrest Wealth Management
New York
$1.19M +$17.1K +115 +1%
CSS
770
Cubist Systematic Strategies
Connecticut
$1.18M -$501K -3,362 -30%
CCG
771
Cypress Capital Group
Florida
$1.18M +$128K +860 +12%
MAFM
772
Mid Atlantic Financial Management
Pennsylvania
$1.18M +$16.2K +95 +1%
MCM
773
MAI Capital Management
Ohio
$1.18M +$369K +2,475 +46%
JIC
774
Johnson Investment Counsel
Ohio
$1.17M -$109K -729 -8%
SFSIG
775
San Francisco Sentry Investment Group
California
$1.17M -$6.26K -42 -0.5%
29 30
31
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