CAT icon

Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
SMC
751
Smith, Moore & Co
Missouri
$812K +$122K +1,050 +18%
BA
752
BCM Advisors
Louisiana
$812K +$812K +7,000 New
CCA
753
Cobblestone Capital Advisors
New York
$811K +$173K +1,493 +27%
WAM
754
Weatherly Asset Management
California
$810K -$51.1K -440 -6%
CFA
755
Cahill Financial Advisors
Minnesota
$808K -$12.9K -111 -2%
AB
756
Atlas Brown
Kentucky
$808K +$9.05K +78 +1%
OC
757
Oarsman Capital
Wisconsin
$803K +$362K +3,124 +82%
AAM
758
AR Asset Management
California
$801K +$10.4K +90 +1%
WSC
759
Wellington Shields & Co
New York
$801K +$46.4K +400 +6%
CIA
760
Cascade Investment Advisors
Oregon
$800K +$788K +6,790 +6,790%
FM
761
Foster & Motley
Ohio
$796K +$407K +3,502 +104%
CL
762
CPWM LLC
Washington
$795K +$8.47K +73 +1%
CFA
763
Carroll Financial Associates
North Carolina
$787K +$23K +198 +3%
MAFM
764
Mid Atlantic Financial Management
Pennsylvania
$786K +$26.3K +227 +3%
WAP
765
Wealthcare Advisory Partners
Pennsylvania
$782K -$9.87K -85 -1%
TSW
766
Thompson Siegel & Walmsley
Virginia
$781K – – –
CT
767
Clearstead Trust
Maine
$778K – – –
KWM
768
Kingsview Wealth Management
Oregon
$775K +$16.7K +144 +2%
AII
769
AGF Investments Inc
Ontario, Canada
$771K +$771K +6,647 New
KMWM
770
Keudell/Morrison Wealth Management
Oregon
$766K +$20.5K +177 +3%
RA
771
RFG Advisory
Alabama
$763K -$10.6K -91 -1%
HTC
772
Haverford Trust Company
Pennsylvania
$758K -$50.4K -434 -6%
RBFC
773
Roman Butler Fullerton & Co
Missouri
$757K +$232 +2 +0%
SCM
774
SOL Capital Management
Maryland
$751K +$8.7K +75 +1%
SFG
775
SevenBridge Financial Group
Pennsylvania
$751K +$197K +1,701 +36%
29 30
31
32 33