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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
SSWM
751
Smith Salley Wealth Management
North Carolina
$1.09M +$148 +1 +0%
TCOT
752
Trust Company of Toledo
Ohio
$1.09M -$111K -750 -9%
LNC
753
Lincoln National Corp
Pennsylvania
$1.09M +$214K +1,450 +24%
IAMOG
754
Investors Asset Management of Georgia
Georgia
$1.09M -$7.39K -50 -0.7%
SFA
755
Sequoia Financial Advisors
Ohio
$1.09M -$120K -814 -10%
DWT
756
Dorsey & Whitney Trust
South Dakota
$1.08M +$97.9K +663 +10%
MA
757
Mutual Advisors
Nebraska
$1.08M +$231K +1,563 +27%
EFS
758
Essex Financial Services
Connecticut
$1.08M +$10.9K +74 +1%
SAM
759
Sequent Asset Management
Texas
$1.08M +$1.08M +7,278 New
CWP
760
CFM Wealth Partners
Texas
$1.07M +$1.07M +7,225 New
NFG
761
Nations Financial Group
Iowa
$1.07M +$1.18K +8 +0.1%
NGA
762
Naples Global Advisors
Florida
$1.07M +$132K +896 +14%
PAM
763
Palisade Asset Management
Minnesota
$1.06M +$12.6K +85 +1%
BOTW
764
Bank of the West
California
$1.06M +$26.7K +181 +3%
OIA
765
OneDigital Investment Advisors
Kansas
$1.06M +$5.32K +36 +0.5%
VCA
766
Verdence Capital Advisors
Maryland
$1.06M +$319K +2,159 +43%
TYCC
767
Texas Yale Capital Corp
Florida
$1.06M – – –
EVC
768
Eidelman Virant Capital
Missouri
$1.05M – – –
FAIM
769
Financial Advocates Investment Management
Washington
$1.05M -$37.5K -254 -3%
BC
770
Brinker Capital
Pennsylvania
$1.05M +$13.3K +90 +1%
CFA
771
Cahill Financial Advisors
Minnesota
$1.05M -$10.2K -69 -1%
KTC
772
Kistler-Tiffany Companies
Pennsylvania
$1.04M -$30.1K -204 -3%
MPI
773
Mairs & Power Inc
Minnesota
$1.04M – – –
HTC
774
Haverford Trust Company
Pennsylvania
$1.03M +$185K +1,250 +22%
AB
775
Atlas Brown
Kentucky
$1.02M -$14.6K -99 -1%
29 30
31
32 33