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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCFCSB
751
Cape Cod Five Cents Savings Bank
Massachusetts
$524K -$18.5K -200 -3%
GW
752
GW & Wade
Massachusetts
$524K -$4.54K -49 -0.9%
BL
753
Balentine LLC
Georgia
$521K +$93 +1 +0%
GP
754
Girard Partners
Pennsylvania
$521K +$5.38K +58 +1%
First Manhattan
755
First Manhattan
New York
$521K +$46.7K +504 +10%
BA
756
BKS Advisors
Michigan
$509K +$101K +1,085 +25%
WOC
757
West Oak Capital
California
$508K -$313K -3,375 -38%
TC
758
Trust Company
Kansas
$502K – – –
BWAM
759
Boyd Watterson Asset Management
Ohio
$501K -$7.61K -82 -1%
IB
760
Intrust Bank
Kansas
$501K -$4.18K -45 -0.8%
MSFP
761
Mark Sheptoff Financial Planning
Connecticut
$501K +$501K +5,400 New
HVIA
762
Hudson Valley Investment Advisors
New York
$500K -$9.28K -100 -2%
CCA
763
Checchi Capital Advisers
California
$498K +$40.1K +432 +9%
RCM
764
Riverhead Capital Management
Delaware
$494K -$176K -1,900 -26%
RIL
765
Rothschild Investment LLC
Illinois
$494K -$13.9K -150 -3%
OSNBOA
766
Old Second National Bank of Aurora
Illinois
$492K -$93 -1 -0%
BAM
767
Barrett Asset Management
New York
$492K +$27.8K +300 +6%
ANRIA
768
American National Registered Investment Advisor
Texas
$488K – – –
MHS
769
M Holdings Securities
Oregon
$487K -$23.4K -252 -5%
KFS
770
Kurt F. Somerville
$487K – – –
FCIM
771
Fairview Capital Investment Management
California
$485K – – –
BIG
772
Bellwether Investment Group
Tennessee
$485K +$485K +5,226 New
ACI
773
Alpha Cubed Investments
California
$484K -$4.45K -48 -0.9%
MNBTD
774
Moody National Bank Trust Division
Texas
$484K – – –
NFG
775
Nations Financial Group
Iowa
$483K -$533K -5,753 -52%
29 30
31
32 33