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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$255M
2
Invesco
Invesco
Georgia
+$114M
3
Norges Bank
Norges Bank
Norway
+$93.9M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$85.9M
5
Los Angeles Capital Management
Los Angeles Capital Management
California
+$43.2M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$509M
2
ACM
Americafirst Capital Management
California
-$420M
3
LSV Asset Management
LSV Asset Management
Illinois
-$172M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$170M
5
Harris Associates
Harris Associates
Illinois
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
RIL
751
Rothschild Investment LLC
Illinois
$432K +$3.37K +44 +0.8%
JWA
752
JFS Wealth Advisors
Pennsylvania
$429K -$6.59K -86 -2%
VF
753
Virtu Financial
New York
$427K +$78.9K +1,030 +23%
GP
754
Girard Partners
Pennsylvania
$426K -$18.7K -245 -4%
SL
755
Summitry LLC
California
$426K +$151K +1,980 +55%
MHS
756
M Holdings Securities
Oregon
$425K -$4.51K -59 -1%
FFBTD
757
First Financial Bank - Trust Division
Ohio
$423K -$13.3K -174 -3%
CG
758
Caprock Group
Idaho
$418K +$418K +5,460 New
Acadian Asset Management
759
Acadian Asset Management
Massachusetts
$415K -$1.23K -16 -0.3%
AF
760
Arrow Financial
New York
$414K -$1.12M -14,592 -73%
SCA
761
Sippican Capital Advisors
Massachusetts
$409K – – –
OC
762
Oarsman Capital
Wisconsin
$408K -$15.3K -200 -4%
WCM
763
Windsor Capital Management
Arizona
$408K +$149K +1,953 +58%
GW
764
GW & Wade
Massachusetts
$403K -$145K -1,900 -27%
ANRIA
765
American National Registered Investment Advisor
Texas
$403K – – –
KFS
766
Kurt F. Somerville
$402K – – –
FCIM
767
Fairview Capital Investment Management
California
$401K – – –
MNBTD
768
Moody National Bank Trust Division
Texas
$400K – – –
SFWA
769
Summit Financial Wealth Advisors
Louisiana
$392K -$995 -13 -0.3%
OSNBOA
770
Old Second National Bank of Aurora
Illinois
$391K -$9.57K -125 -2%
KA
771
KLCM Advisors
Wisconsin
$391K +$391K +5,105 New
UF
772
Univest Financial
Pennsylvania
$390K -$2.17M -28,343 -85%
WB
773
Webster Bank
Connecticut
$390K -$68.9K -900 -15%
HA
774
Hamel Associates
New Jersey
$385K -$11.5K -150 -3%
BA
775
BKS Advisors
Michigan
$385K +$46.4K +606 +14%
29 30
31
32 33