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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
Assenagon Asset Management
726
Assenagon Asset Management
Luxembourg
$1.33M +$1.47M +9,825 New
DWM
727
Dakota Wealth Management
Florida
$1.33M +$1.05M +7,004 +251%
SOAMC
728
Spirit of America Management Corp
New York
$1.32M
CC
729
Cannell & Co
New York
$1.31M +$14.9K +100 +1%
WG
730
Welch Group
Alabama
$1.3M +$25K +167 +2%
MHIM
731
MacNealy Hoover Investment Management
Ohio
$1.3M
NSIM
732
North Star Investment Management
Illinois
$1.29M +$66.5K +445 +5%
OWD
733
Osborn Williams & Donohoe
Ohio
$1.29M +$176K +1,179 +14%
BAC
734
Boys Arnold & Co
North Carolina
$1.28M
LBC
735
Lowe Brockenbrough & Co
Virginia
$1.28M
AMG
736
Asset Management Group
Connecticut
$1.28M +$5.53K +37 +0.4%
BAS
737
Brown Advisory Securities
Maryland
$1.27M
VWA
738
V Wealth Advisors
Kansas
$1.27M +$6.87K +46 +0.5%
AWM
739
Aries Wealth Management
Maine
$1.27M +$37.4K +250 +3%
GCM
740
Gables Capital Management
Florida
$1.27M -$110K -738 -8%
BC
741
Burleson & Co
California
$1.26M +$299K +2,001 +27%
PP
742
Paloma Partners
Connecticut
$1.25M +$735K +4,922 +114%
RG
743
Renaissance Group
Kentucky
$1.25M
CF
744
CNA Financial
Illinois
$1.25M
SM
745
Sciencast Management
New Jersey
$1.23M +$205K +1,369 +18%
WHG
746
Westwood Holdings Group
Texas
$1.23M -$252K -1,684 -16%
Victory Capital Management
747
Victory Capital Management
Texas
$1.23M -$28.1K -188 -2%
PNC
748
Park National Corp
Ohio
$1.22M +$7.92K +53 +0.6%
BEC
749
Blue Edge Capital
Virginia
$1.22M +$17.9K +120 +1%
PCM
750
Prelude Capital Management
New York
$1.22M +$413K +2,761 +44%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.