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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACI
726
Alpha Cubed Investments
California
$584K +$99.9K +1,076 +21%
WT
727
Washington Trust
Rhode Island
$579K -$92.7K -999 -14%
SMC
728
Smith, Moore & Co
Missouri
$576K -$16.1K -174 -3%
MRCM
729
M&R Capital Management
New Jersey
$570K -$23.2K -555 -4%
PWAP
730
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$567K -$45.4K -490 -7%
WSC
731
Wellington Shields & Co
New York
$566K -$48.8K -526 -8%
PAM
732
PT Asset Management
Illinois
$566K +$213K +2,300 +61%
FCM
733
Flinton Capital Management
Pennsylvania
$557K +$113K +1,216 +25%
GHA
734
Garcia Hamilton & Associates
Texas
$556K -$561K -5,484 -50%
Jones Financial Companies
735
Jones Financial Companies
Missouri
$553K -$4.18K -45 -0.7%
NQWM
736
Northwest Quadrant Wealth Management
Oregon
$552K -$68K -684 -11%
HTC
737
Haverford Trust Company
Pennsylvania
$548K – – –
CCA
738
Checchi Capital Advisers
California
$544K +$45.9K +495 +9%
FWM
739
Frontier Wealth Management
Missouri
$540K -$46.4K -500 -8%
AL
740
Airain Ltd
Guernsey
$538K -$891K -9,598 -62%
B
741
BancorpSouth
Mississippi
$537K +$6.4K +69 +1%
UR
742
USCA RIA
Texas
$531K -$48.6K -524 -8%
DIA
743
Denver Investment Advisors
Colorado
$522K -$15.5K -167 -3%
BL
744
Balentine LLC
Georgia
$522K +$93 +1 +0%
First Manhattan
745
First Manhattan
New York
$520K -$1.48K -16 -0.3%
MAM
746
Mastrapasqua Asset Management
Tennessee
$515K +$135K +1,460 +36%
SFG
747
SNS Financial Group
Minnesota
$515K +$336K +3,615 +187%
BRWA
748
B. Riley Wealth Advisors
Florida
$508K -$28.7K -309 -5%
BA
749
BKS Advisors
Michigan
$505K -$3.43K -37 -0.7%
IC
750
InterOcean Capital
Illinois
$505K +$143K +1,540 +39%
28 29
30
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