CAT icon

Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
ODCM
726
Old Dominion Capital Management
Virginia
$905K -$39.4K -434 -4%
PP
727
Patten & Patten
Tennessee
$903K +$15.8K +174 +2%
PTC
728
Private Trust Company
Ohio
$901K -$83K -915 -8%
Bank of Nova Scotia
729
Bank of Nova Scotia
Ontario, Canada
$895K -$893K -9,839 -50%
ACI
730
Advance Capital I
Michigan
$894K – – –
DBIA
731
Dumont & Blake Investment Advisors
New Jersey
$891K -$113K -1,240 -11%
FFSOTS
732
Fiduciary Financial Services of The Southwest
Texas
$881K -$128K -1,405 -13%
KTC
733
Kistler-Tiffany Companies
Pennsylvania
$877K +$12.8K +141 +1%
WB
734
Webster Bank
Connecticut
$877K +$68.1K +750 +8%
BAM
735
Burnham Asset Management
New York
$876K – – –
DMC
736
Drexel Morgan & Co
Pennsylvania
$865K +$39.9K +439 +5%
PFA
737
Paradigm Financial Advisors
Missouri
$860K +$860K +9,469 New
SIM
738
Sterling Investment Management
Arizona
$854K – – –
ACI
739
Alpha Cubed Investments
California
$851K +$851K +9,376 New
FNBTCON
740
First National Bank & Trust Co of Newtown
Pennsylvania
$850K – – –
SACTSONJ
741
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$850K – – –
MMG
742
Monetary Management Group
Missouri
$844K +$54.5K +600 +7%
WWM
743
Willingdon Wealth Management
North Carolina
$833K +$833K +9,177 New
WPC
744
White Pine Capital
Minnesota
$827K +$827K +9,110 New
WG
745
Welch Group
Alabama
$826K -$53.1K -585 -6%
LBC
746
Lowe Brockenbrough & Co
Virginia
$822K -$14.5K -160 -2%
ACM
747
Argyle Capital Management
Pennsylvania
$822K +$822K +9,050 New
TCOT
748
Trust Company of Toledo
Ohio
$821K -$18.2K -200 -2%
PJSIMP
749
P.J. Schmidt Investment Management (PJS)
Wisconsin
$819K -$816K -8,980 -50%
QI
750
QS Investors
New York
$819K -$181K -2,000 -18%
28 29
30
31 32