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Caterpillar
CAT

Overview Fund Activity

2,265 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 164 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

Holders
2,265
Holders Change
-7
Holders Change %
-0.31%
% of All Funds
36.26%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
164
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
1
DZ Bank
Germany
$390M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.3B
3
Hudson Bay Capital Management
3
Hudson Bay Capital Management
Connecticut
$172M
4
Massachusetts Financial Services
4
Massachusetts Financial Services
Massachusetts
$155M
5
Renaissance Technologies
5
Renaissance Technologies
New York
$341M

Top Sellers

1
M1FG
1
Mach-1 Financial Group
Arkansas
$7.32M
2
Citadel Advisors
2
Citadel Advisors
Florida
$48.9M
3
Barclays
3
Barclays
United Kingdom
$216M
4
BlackRock
4
BlackRock
New York
$8.07B
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$401M
Name Market Value Shares Shares
Change 		Shares
Change %
New York State Common Retirement Fund
51
New York State Common Retirement Fund
New York
$198M 866,201 -56,950 -6%
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$191M 833,816 -164,079 -16%
National Pension Service
53
National Pension Service
South Korea
$188M 838,643 +47,746 +6%
Hudson Bay Capital Management
54
Hudson Bay Capital Management
Connecticut
$172M 750,000 +750,000 New
Mitsubishi UFJ Asset Management
55
Mitsubishi UFJ Asset Management
Japan
$163M 710,791 +41,206 +6%
Prudential Financial
56
Prudential Financial
New Jersey
$160M 839,725 +35,591 +4%
US Bancorp
57
US Bancorp
Minnesota
$159M 695,433 -13,101 -2%
LPL Financial
58
LPL Financial
California
$157M 686,939 +21,694 +3%
Massachusetts Financial Services
59
Massachusetts Financial Services
Massachusetts
$155M 676,452 +676,452 New
Cerity Partners
60
Cerity Partners
New York
$152M 147,138 +10,266 +8%
Corient Private Wealth
61
Corient Private Wealth
Florida
$148M 645,805 +254,761 +65%
RJA
62
Raymond James & Associates
Florida
$147M 644,464 -134,440 -17%
AllianceBernstein
63
AllianceBernstein
Tennessee
$146M 637,981 -29,993 -4%
Stifel Financial
64
Stifel Financial
Missouri
$146M 635,757 -17,678 -3%
Principal Financial Group
65
Principal Financial Group
Iowa
$141M 617,927 +2,782 +0.5%
New York State Teachers Retirement System (NYSTRS)
66
New York State Teachers Retirement System (NYSTRS)
New York
$141M 615,432 -12,033 -2%
Schroder Investment Management Group
67
Schroder Investment Management Group
United Kingdom
$137M 599,320 +17,207 +3%
State Board of Administration of Florida Retirement System
68
State Board of Administration of Florida Retirement System
Florida
$136M 593,608 -10,010 -2%
Man Group
69
Man Group
United Kingdom
– – -566,400 Closed
Korea Investment Corp
70
Korea Investment Corp
South Korea
$127M 554,919 +75,784 +16%
OIAM
71
OFI Invest Asset Management
France
$124M 28,286,912 +28,286,912 New
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
$122M 530,973 -61,802 -10%
Envestnet Asset Management
73
Envestnet Asset Management
Illinois
$121M 1,050,832 +508,872 +94%
ZIM
74
Zacks Investment Management
Illinois
$117M 509,681 +15,891 +3%
Los Angeles Capital Management
75
Los Angeles Capital Management
California
$112M 489,695 +157,945 +48%
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