We are live on ! Find out more
CAT icon

Caterpillar

1,988 hedge funds and large institutions have $59.1B invested in Caterpillar in 2022 Q3 according to their latest regulatory filings, with 94 funds opening new positions, 790 increasing their positions, 726 reducing their positions, and 145 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more repeat investments, than reductions

Existing positions increased: 790 | Existing positions reduced: 726

0.52% less ownership

Funds ownership: 68.76%68.24% (-0.52%)

4% less funds holding

Funds holding: 2,0721,988 (-84)

4% less funds holding in top 10

Funds holding in top 10: 2423 (-1)

10% less capital invested

Capital invested by funds: $65.4B → $59.1B (-$6.31B)

21% less call options, than puts

Call options by funds: $1.48B | Put options by funds: $1.88B

35% less first-time investments, than exits

New positions opened: 94 | Existing positions closed: 145

Holders
1,988
Holders Change
-84
Holders Change %
-4.05%
% of All Funds
34.25%
Holding in Top 10
23
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.17%
% of All Funds
0.4%
New
94
Increased
790
Reduced
726
Closed
145
Calls
$1.48B
Puts
$1.88B
Net Calls
-$400M
Net Calls Change
+$75.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
51
Baird Financial Group
Wisconsin
$119M -$20.4M -111,664 -13%
LPL Financial
52
LPL Financial
California
$115M +$11.7M +64,206 +10%
Citigroup
53
Citigroup
New York
$113M -$15.7M -85,764 -11%
Prudential Financial
54
Prudential Financial
New Jersey
$112M -$23.6M -129,369 -16%
AllianceBernstein
55
AllianceBernstein
Tennessee
$110M -$26.4M -144,323 -18%
US Bancorp
56
US Bancorp
Minnesota
$110M -$1.19M -6,497 -1%
RJA
57
Raymond James & Associates
Florida
$108M -$5.22M -28,556 -4%
Stifel Financial
58
Stifel Financial
Missouri
$105M -$2.09M -11,416 -2%
Mitsubishi UFJ Asset Management
59
Mitsubishi UFJ Asset Management
Japan
$105M +$9.76M +53,447 +9%
New York State Teachers Retirement System (NYSTRS)
60
New York State Teachers Retirement System (NYSTRS)
New York
$103M -$1.52M -8,311 -1%
HSBC Holdings
61
HSBC Holdings
United Kingdom
$102M -$7.93M -43,417 -7%
State Board of Administration of Florida Retirement System
62
State Board of Administration of Florida Retirement System
Florida
$101M -$1.41M -7,722 -1%
Wellington Management Group
63
Wellington Management Group
Massachusetts
$100M -$279M -1,527,038 -71%
Two Sigma Advisers
64
Two Sigma Advisers
New York
$95.5M +$37.9M +207,300 +55%
ORIO
65
Old Republic International (ORI)
Illinois
$90M
CAM
66
Congress Asset Management
Massachusetts
$88.2M -$3.06M -16,771 -3%
Envestnet Asset Management
67
Envestnet Asset Management
Illinois
$82.6M -$7.81M -42,781 -8%
First Trust Advisors
68
First Trust Advisors
Illinois
$80.2M +$6.06M +33,169 +7%
Bessemer Group
69
Bessemer Group
New Jersey
$78M +$982K +5,377 +1%
Two Sigma Investments
70
Two Sigma Investments
New York
$77.5M +$7.87M +43,072 +10%
ZIM
71
Zacks Investment Management
Illinois
$74.8M +$1.28M +6,980 +2%
Neuberger Berman Group
72
Neuberger Berman Group
New York
$74.5M -$36.3M -198,743 -31%
APG Asset Management
73
APG Asset Management
Netherlands
$73.1M -$7.87M -43,082 -9%
Mackenzie Financial
74
Mackenzie Financial
Ontario, Canada
$73M -$39.8M -217,846 -33%
Natixis Advisors
75
Natixis Advisors
Massachusetts
$70.9M -$24.2M -132,662 -23%

CAT Hedge Fund Activity: Q3 2022 in Review

1,988 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2022, worth a combined $59.1B — down 9.6% from $65.4B a quarter earlier.

Sellers outnumbered buyers: 145 funds closed out of CAT and 94 opened new positions — a net loss of 51 holders — while 726 trimmed existing stakes and 790 added.

The largest buyer was Capital World Investors, adding an estimated $354M. The largest seller was Fidelity Investments, cutting an estimated $348M.

  • 1,988 institutional investors held Caterpillar (CAT) as of Q3 2022, down from 2,072 in Q2 2022.
  • Funds reported $59.1B of Caterpillar stock for Q3 2022, down 9.6% quarter-over-quarter.
  • 94 funds opened new Caterpillar positions in Q3 2022 and 145 closed out, a net change of -51 holders.
  • The largest Caterpillar buyer in Q3 2022 was Capital World Investors, an estimated $354M added.
  • The largest Caterpillar seller in Q3 2022 was Fidelity Investments, an estimated $348M sold.

Based on aggregated 13F filings for Q3 2022.