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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$384M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$309M
3
Goldman Sachs
3
Goldman Sachs
New York
$577M
4
Northern Trust
4
Northern Trust
Illinois
$1.45B
5
BlackRock
5
BlackRock
New York
$7.24B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$854M
2
Macquarie Group
2
Macquarie Group
Australia
$37.5M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$964M
4
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B
5
Capital International Investors
5
Capital International Investors
California
$1.48B
Name Market Value Shares Shares
Change 		Shares
Change %
CS
51
Credit Suisse
Switzerland
$190M 990,002 -94,112 -9%
California State Teachers Retirement System (CalSTRS)
52
California State Teachers Retirement System (CalSTRS)
California
$184M 957,366 -26,174 -3%
ProShare Advisors
53
ProShare Advisors
Maryland
$181M 942,832 +96,590 +11%
EVM
54
Eaton Vance Management
Massachusetts
$177M 934,263 -109,323 -10%
JPMorgan Chase & Co
55
JPMorgan Chase & Co
New York
$174M 906,870 -141,408 -13%
Neuberger Berman Group
56
Neuberger Berman Group
New York
$163M 855,460 +28,575 +3%
RhumbLine Advisers
57
RhumbLine Advisers
Massachusetts
$159M 829,392 -2,799 -0.3%
Envestnet Asset Management
58
Envestnet Asset Management
Illinois
$143M 747,140 +15,437 +2%
AllianceBernstein
59
AllianceBernstein
Tennessee
$143M 743,399 -72,791 -9%
CWP
60
Capital Wealth Planning
Florida
$141M 736,088 +730,257 +12,524%
National Pension Service
61
National Pension Service
South Korea
$141M 732,823 +1,500 +0.2%
Baird Financial Group
62
Baird Financial Group
Wisconsin
$136M 706,594 +72,822 +11%
N
63
Natixis
France
$132M 693,411 -184,705 -21%
State Board of Administration of Florida Retirement System
64
State Board of Administration of Florida Retirement System
Florida
$132M 686,583 -20,334 -3%
Mackenzie Financial
65
Mackenzie Financial
Ontario, Canada
$127M 662,932 +78,754 +13%
Allianz Asset Management
66
Allianz Asset Management
Germany
$126M 655,973 -85,374 -12%
HSBC Holdings
67
HSBC Holdings
United Kingdom
$126M 648,157 -196,038 -23%
Bank of Nova Scotia
68
Bank of Nova Scotia
Ontario, Canada
$125M 649,744 -11,285 -2%
New York State Teachers Retirement System (NYSTRS)
69
New York State Teachers Retirement System (NYSTRS)
New York
$124M 648,370 -2,015 -0.3%
BMSSC
70
B. Metzler seel. Sohn & Co
Germany
$121M 625,404 +588,627 +1,601%
Prudential Financial
71
Prudential Financial
New Jersey
$117M 593,182 +114,841 +24%
CAM
72
Congress Asset Management
Massachusetts
$114M 596,328 +56,297 +10%
APG Asset Management
73
APG Asset Management
Netherlands
$113M 682,524 -39,417 -5%
LPL Financial
74
LPL Financial
California
$112M 584,052 -9,871 -2%
ORIO
75
Old Republic International (ORI)
Illinois
$109M 567,000 – –
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