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Caterpillar
CAT

Overview Fund Activity

2,014 hedge funds and large institutions have $81.9B invested in Caterpillar in 2021 Q2 according to their latest regulatory filings, with 145 funds opening new positions, 864 increasing their positions, 682 reducing their positions, and 113 closing their positions.

Holders
2,014
Holders Change
+11
Holders Change %
+0.55%
% of All Funds
35.16%
Holding in Top 10
30
Holding in Top 10 Change
-28
Holding in Top 10 Change %
-48.28%
% of All Funds
0.52%
New
145
Increased
864
Reduced
682
Closed
113
Calls
$1.82B
Puts
$2.25B
Net Calls
-$425M
Net Calls Change
-$861M

Top Buyers

1
BlackRock
1
BlackRock
New York
$8.03B
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$10.3B
3
Renaissance Technologies
3
Renaissance Technologies
New York
$227M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$248M
5
Morgan Stanley
5
Morgan Stanley
New York
$1.1B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$1.91B
2
Harris Associates
2
Harris Associates
Illinois
$18.5M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$814M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$746M
5
Macquarie Group
5
Macquarie Group
Australia
$476M
Name Market Value Shares Shares
Change 		Shares
Change %
New York State Common Retirement Fund
51
New York State Common Retirement Fund
New York
$224M 1,027,162 -238,874 -19%
California State Teachers Retirement System (CalSTRS)
52
California State Teachers Retirement System (CalSTRS)
California
$214M 983,540 -11,105 -1%
Principal Financial Group
53
Principal Financial Group
Iowa
$205M 941,961 +137,599 +17%
N
54
Natixis
France
$191M 878,116 +564,827 +180%
ProShare Advisors
55
ProShare Advisors
Maryland
$184M 846,242 +3,943 +0.5%
HSBC Holdings
56
HSBC Holdings
United Kingdom
$183M 844,195 +49,228 +6%
RhumbLine Advisers
57
RhumbLine Advisers
Massachusetts
$181M 832,191 -44,925 -5%
Neuberger Berman Group
58
Neuberger Berman Group
New York
$179M 826,885 -147,880 -15%
AllianceBernstein
59
AllianceBernstein
Tennessee
$178M 816,190 -318,125 -28%
Allianz Asset Management
60
Allianz Asset Management
Germany
$161M 741,347 -181,625 -20%
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$159M 731,703 +107,200 +17%
National Pension Service
62
National Pension Service
South Korea
$159M 731,323 +10,409 +1%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$154M 706,917 -12,460 -2%
Bank of Nova Scotia
64
Bank of Nova Scotia
Ontario, Canada
$144M 661,029 +444,912 +206%
Two Sigma Investments
65
Two Sigma Investments
New York
$142M 653,181 +641,302 +5,399%
New York State Teachers Retirement System (NYSTRS)
66
New York State Teachers Retirement System (NYSTRS)
New York
$142M 650,385 -31,070 -5%
Baird Financial Group
67
Baird Financial Group
Wisconsin
$138M 633,772 +48,664 +8%
APG Asset Management
68
APG Asset Management
Netherlands
$132M 721,941 -52,210 -7%
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$131M 600,715 +248,889 +71%
Adage Capital Partners
70
Adage Capital Partners
Massachusetts
$130M 595,808 -68,166 -10%
LPL Financial
71
LPL Financial
California
$129M 593,923 +31,212 +6%
Mackenzie Financial
72
Mackenzie Financial
Ontario, Canada
$127M 584,178 -8,110 -1%
RJA
73
Raymond James & Associates
Florida
$127M 584,015 +7,062 +1%
ORIO
74
Old Republic International (ORI)
Illinois
$123M 567,000 – –
CIBC Private Wealth Group
75
CIBC Private Wealth Group
Georgia
$122M 558,396 +79,694 +17%
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