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Caterpillar

2,022 hedge funds and large institutions have $82B invested in Caterpillar in 2021 Q2 according to their latest regulatory filings, with 145 funds opening new positions, 870 increasing their positions, 682 reducing their positions, and 113 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more first-time investments, than exits

New positions opened: 145 | Existing positions closed: 113

28% more repeat investments, than reductions

Existing positions increased: 870 | Existing positions reduced: 682

1% more funds holding

Funds holding: 2,0112,022 (+11)

0.79% less ownership

Funds ownership: 69.67%68.88% (-0.79%)

7% less capital invested

Capital invested by funds: $87.9B → $82B (-$5.91B)

19% less call options, than puts

Call options by funds: $1.82B | Put options by funds: $2.25B

48% less funds holding in top 10

Funds holding in top 10: 5830 (-28)

Holders
2,022
Holders Change
+11
Holders Change %
+0.55%
% of All Funds
35.2%
Holding in Top 10
30
Holding in Top 10 Change
-28
Holding in Top 10 Change %
-48.28%
% of All Funds
0.52%
New
145
Increased
870
Reduced
682
Closed
113
Calls
$1.82B
Puts
$2.25B
Net Calls
-$430M
Net Calls Change
-$860M
Name Holding Trade Value Shares
Change
Change in
Stake
New York State Common Retirement Fund
51
New York State Common Retirement Fund
New York
$224M -$55.2M -238,874 -19%
California State Teachers Retirement System (CalSTRS)
52
California State Teachers Retirement System (CalSTRS)
California
$214M -$2.56M -11,105 -1%
Principal Financial Group
53
Principal Financial Group
Iowa
$205M +$31.8M +137,599 +17%
N
54
Natixis
France
$191M +$130M +564,827 +180%
ProShare Advisors
55
ProShare Advisors
Maryland
$184M +$911K +3,943 +0.5%
HSBC Holdings
56
HSBC Holdings
United Kingdom
$183M +$11.4M +49,228 +6%
RhumbLine Advisers
57
RhumbLine Advisers
Massachusetts
$181M -$10.4M -44,925 -5%
Neuberger Berman Group
58
Neuberger Berman Group
New York
$179M -$34.2M -147,880 -15%
AllianceBernstein
59
AllianceBernstein
Tennessee
$178M -$73.5M -318,125 -28%
Allianz Asset Management
60
Allianz Asset Management
Germany
$161M -$41.9M -181,625 -20%
Envestnet Asset Management
61
Envestnet Asset Management
Illinois
$159M +$24.8M +107,200 +17%
National Pension Service
62
National Pension Service
South Korea
$159M +$2.4M +10,409 +1%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$154M -$2.88M -12,460 -2%
Bank of Nova Scotia
64
Bank of Nova Scotia
Ontario, Canada
$144M +$103M +444,912 +206%
Two Sigma Investments
65
Two Sigma Investments
New York
$142M +$148M +641,302 +5,399%
New York State Teachers Retirement System (NYSTRS)
66
New York State Teachers Retirement System (NYSTRS)
New York
$142M -$7.18M -31,070 -5%
Baird Financial Group
67
Baird Financial Group
Wisconsin
$138M +$11.2M +48,664 +8%
APG Asset Management
68
APG Asset Management
Netherlands
$132M -$12.1M -52,210 -7%
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$131M +$57.5M +248,889 +71%
Adage Capital Partners
70
Adage Capital Partners
Massachusetts
$130M -$15.7M -68,166 -10%
LPL Financial
71
LPL Financial
California
$129M +$7.21M +31,212 +6%
Mackenzie Financial
72
Mackenzie Financial
Ontario, Canada
$127M -$1.87M -8,110 -1%
RJA
73
Raymond James & Associates
Florida
$127M +$1.63M +7,062 +1%
ORIO
74
Old Republic International (ORI)
Illinois
$123M
CIBC Private Wealth Group
75
CIBC Private Wealth Group
Georgia
$122M +$18.4M +79,694 +17%

CAT Hedge Fund Activity: Q2 2021 in Review

2,022 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2021, worth a combined $82B — down 6.7% from $87.9B a quarter earlier.

Buyers outnumbered sellers: 145 funds opened new CAT positions and 113 closed out — a net gain of 32 holders — while 870 added to existing stakes and 682 trimmed.

The largest buyer was BlackRock, adding an estimated $477M. The largest seller was T. Rowe Price Associates, cutting an estimated $1.32B.

  • 2,022 institutional investors held Caterpillar (CAT) as of Q2 2021, up from 2,011 in Q1 2021.
  • Funds reported $82B of Caterpillar stock for Q2 2021, down 6.7% quarter-over-quarter.
  • 145 funds opened new Caterpillar positions in Q2 2021 and 113 closed out, a net change of +32 holders.
  • The largest Caterpillar buyer in Q2 2021 was BlackRock, an estimated $477M added.
  • The largest Caterpillar seller in Q2 2021 was T. Rowe Price Associates, an estimated $1.32B sold.

Based on aggregated 13F filings for Q2 2021.