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Caterpillar
CAT

Overview Fund Activity

2,002 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 757 increasing their positions, 734 reducing their positions, and 91 closing their positions.

Holders
2,002
Holders Change
+120
Holders Change %
+6.38%
% of All Funds
35.26%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
757
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.82B
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$3.36B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$1.71B
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$249M
5
ZIG
5
Zurich Insurance Group
Switzerland
$123M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.14B
2
Primecap Management
2
Primecap Management
California
$854M
3
Gates Foundation Trust
3
Gates Foundation Trust
Washington
$2.36B
4
Citadel Advisors
4
Citadel Advisors
Florida
$56M
5
Harris Associates
5
Harris Associates
Illinois
$394M
Name Market Value Shares Shares
Change 		Shares
Change %
CS
51
Credit Suisse
Switzerland
$233M 1,007,020 +20,796 +2%
California State Teachers Retirement System (CalSTRS)
52
California State Teachers Retirement System (CalSTRS)
California
$231M 994,645 +8,742 +0.9%
Neuberger Berman Group
53
Neuberger Berman Group
New York
$226M 974,765 -1,665 -0.2%
Allianz Asset Management
54
Allianz Asset Management
Germany
$214M 922,972 +152,426 +20%
RhumbLine Advisers
55
RhumbLine Advisers
Massachusetts
$203M 877,116 -72,455 -8%
ProShare Advisors
56
ProShare Advisors
Maryland
$195M 842,299 +20,844 +3%
Barclays
57
Barclays
United Kingdom
$187M 804,660 +123,518 +18%
Principal Financial Group
58
Principal Financial Group
Iowa
$187M 804,362 -25,984 -3%
HSBC Holdings
59
HSBC Holdings
United Kingdom
$185M 794,967 +35,323 +5%
National Pension Service
60
National Pension Service
South Korea
$167M 720,914 +45,894 +7%
State Board of Administration of Florida Retirement System
61
State Board of Administration of Florida Retirement System
Florida
$167M 719,377 -25,725 -3%
New York State Teachers Retirement System (NYSTRS)
62
New York State Teachers Retirement System (NYSTRS)
New York
$158M 681,455 -36,501 -5%
Adage Capital Partners
63
Adage Capital Partners
Massachusetts
$154M 663,974 +14,030 +2%
APG Asset Management
64
APG Asset Management
Netherlands
$153M 774,151 -122,507 -14%
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$145M 624,503 +183,091 +41%
Mackenzie Financial
66
Mackenzie Financial
Ontario, Canada
$137M 592,288 -127,119 -18%
Baird Financial Group
67
Baird Financial Group
Wisconsin
$136M 585,108 +44,432 +8%
RJA
68
Raymond James & Associates
Florida
$134M 576,953 +34,056 +6%
ORIO
69
Old Republic International (ORI)
Illinois
$131M 567,000 – –
LPL Financial
70
LPL Financial
California
$130M 562,711 +30,440 +6%
Franklin Resources
71
Franklin Resources
California
$130M 561,626 -147,155 -21%
AIM
72
Artemis Investment Management
United Kingdom
$128M 550,881 +135,740 +33%
NSLI
73
Nan Shan Life Insurance
Taiwan
$125M 540,099 +87,924 +19%
CAM
74
Congress Asset Management
Massachusetts
$125M 538,270 +25,335 +5%
ATN
75
AMF Tjänstepension
Sweden
$125M 537,619 +10,490 +2%
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