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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$930M
2
Diamond Hill Capital Management
2
Diamond Hill Capital Management
Ohio
$162M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$631M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$733M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$267M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.41B
2
Goldman Sachs
2
Goldman Sachs
New York
$219M
3
Citadel Advisors
3
Citadel Advisors
Florida
$30.2M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$6.91B
5
Macquarie Group
5
Macquarie Group
Australia
$703M
Name Market Value Shares Shares
Change 		Shares
Change %
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$146M 977,374 +3,838 +0.4%
CS
52
Credit Suisse
Switzerland
$145M 972,558 -35,079 -3%
RhumbLine Advisers
53
RhumbLine Advisers
Massachusetts
$143M 957,144 -21,263 -2%
ProShare Advisors
54
ProShare Advisors
Maryland
$135M 902,478 -80,118 -8%
Lazard Asset Management
55
Lazard Asset Management
New York
$130M 871,383 -28,441 -3%
Principal Financial Group
56
Principal Financial Group
Iowa
$128M 859,871 +83,756 +11%
APG Asset Management
57
APG Asset Management
Netherlands
$128M 1,007,553 +22,400 +2%
Barclays
58
Barclays
United Kingdom
$127M 851,551 -41,142 -5%
Neuberger Berman Group
59
Neuberger Berman Group
New York
$124M 831,707 +30,271 +4%
ATN
60
AMF Tjänstepension
Sweden
$120M 804,035 +297,404 +59%
State Board of Administration of Florida Retirement System
61
State Board of Administration of Florida Retirement System
Florida
$110M 738,343 -15 -0%
New York State Teachers Retirement System (NYSTRS)
62
New York State Teachers Retirement System (NYSTRS)
New York
$110M 735,400 -60,948 -8%
CWP
63
Capital Wealth Planning
Florida
$106M 714,035 +37,333 +6%
HSBC Holdings
64
HSBC Holdings
United Kingdom
$104M 695,199 -39,254 -5%
Franklin Resources
65
Franklin Resources
California
$101M 677,395 +17,031 +3%
National Pension Service
66
National Pension Service
South Korea
$98.7M 668,126 – –
Mackenzie Financial
67
Mackenzie Financial
Ontario, Canada
$95.3M 639,248 +284,526 +80%
Citigroup
68
Citigroup
New York
$86.2M 577,732 +65,448 +13%
ORIO
69
Old Republic International (ORI)
Illinois
$84.6M 567,000 – –
Mitsubishi UFJ Trust & Banking
70
Mitsubishi UFJ Trust & Banking
Japan
$82.6M 553,828 +6,883 +1%
BNP Paribas Financial Markets
71
BNP Paribas Financial Markets
France
$78.9M 529,085 -3,791 -0.7%
BGIM
72
Brandywine Global Investment Management
Pennsylvania
$78.2M 524,140 -98,319 -16%
Baird Financial Group
73
Baird Financial Group
Wisconsin
$78M 522,647 +211,402 +68%
Stifel Financial
74
Stifel Financial
Missouri
$76.1M 510,251 +29,557 +6%
LPL Financial
75
LPL Financial
California
$75.8M 508,240 +18,159 +4%
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