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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
ProShare Advisors
51
ProShare Advisors
Maryland
$124M +$5.02M +42,342 +5%
RhumbLine Advisers
52
RhumbLine Advisers
Massachusetts
$124M +$5.5M +46,388 +5%
California State Teachers Retirement System (CalSTRS)
53
California State Teachers Retirement System (CalSTRS)
California
$123M -$99.9K -843 -0.1%
Lazard Asset Management
54
Lazard Asset Management
New York
$114M -$93.7M -790,424 -47%
Barclays
55
Barclays
United Kingdom
$113M +$15.3M +128,899 +17%
APG Asset Management
56
APG Asset Management
Netherlands
$111M +$3.56M +30,000 +3%
TD Asset Management
57
TD Asset Management
Ontario, Canada
$107M +$73.7M +621,303 +278%
Neuberger Berman Group
58
Neuberger Berman Group
New York
$101M +$10.2M +86,070 +12%
New York State Teachers Retirement System (NYSTRS)
59
New York State Teachers Retirement System (NYSTRS)
New York
$101M +$350K +2,950 +0.4%
Principal Financial Group
60
Principal Financial Group
Iowa
$98.2M +$1.61M +13,580 +2%
VanEck Associates
61
VanEck Associates
New York
$94.1M +$5.71M +48,158 +7%
State Board of Administration of Florida Retirement System
62
State Board of Administration of Florida Retirement System
Florida
$93.4M +$1.63M +13,745 +2%
HSBC Holdings
63
HSBC Holdings
United Kingdom
$92.9M +$17.5M +148,029 +25%
Franklin Resources
64
Franklin Resources
California
$90.5M +$4.04M +34,096 +5%
CWP
65
Capital Wealth Planning
Florida
$85.6M +$79.6M +671,740 +13,538%
Korea Investment Corp
66
Korea Investment Corp
South Korea
$85.4M +$23M +194,000 +40%
National Pension Service
67
National Pension Service
South Korea
$84.5M -$2.7M -22,795 -3%
BGIM
68
Brandywine Global Investment Management
Pennsylvania
$78.7M +$1.52M +12,804 +2%
WRF
69
Waddell & Reed Financial
Kansas
$75M -$66.4M -560,181 -49%
LSV Asset Management
70
LSV Asset Management
Illinois
$74.6M -$254M -2,143,180 -78%
ORIO
71
Old Republic International (ORI)
Illinois
$71.7M
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
$70.5M +$56.7M +478,268 +604%
Mitsubishi UFJ Trust & Banking
73
Mitsubishi UFJ Trust & Banking
Japan
$69.2M -$3.26M -27,537 -5%
BNP Paribas Financial Markets
74
BNP Paribas Financial Markets
France
$67.4M +$30.9M +260,832 +96%
Citigroup
75
Citigroup
New York
$64.8M +$27.4M +231,491 +82%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.