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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$502M
4
AIG
4
American International Group
New York
$371M
5
Ameriprise
5
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
1
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
2
State Street
Massachusetts
$6.61B
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
4
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
51
Barclays
United Kingdom
$148M +$19.3M +130,993 +15%
UBS Group
52
UBS Group
Switzerland
$144M -$39.6M -268,137 -22%
California State Teachers Retirement System (CalSTRS)
53
California State Teachers Retirement System (CalSTRS)
California
$144M +$7.61M +51,540 +6%
RhumbLine Advisers
54
RhumbLine Advisers
Massachusetts
$138M +$556K +3,768 +0.4%
Russell Investments Group
55
Russell Investments Group
United Kingdom
$129M -$14M -94,533 -10%
HSBC Holdings
56
HSBC Holdings
United Kingdom
$128M +$12M +81,184 +10%
AllianceBernstein
57
AllianceBernstein
Tennessee
$125M -$32.7M -221,761 -21%
New York State Teachers Retirement System (NYSTRS)
58
New York State Teachers Retirement System (NYSTRS)
New York
$121M -$4.76M -32,259 -4%
Westfield Capital Management
59
Westfield Capital Management
Massachusetts
$116M +$6.95M +47,037 +6%
Principal Financial Group
60
Principal Financial Group
Iowa
$112M -$5.65M -38,228 -5%
Mackenzie Financial
61
Mackenzie Financial
Ontario, Canada
$111M +$47.1M +318,679 +73%
Adage Capital Partners
62
Adage Capital Partners
Massachusetts
$106M +$2.87M +19,400 +3%
State Board of Administration of Florida Retirement System
63
State Board of Administration of Florida Retirement System
Florida
$106M -$1.64M -11,100 -2%
National Pension Service
64
National Pension Service
South Korea
$101M +$2.69M +18,195 +3%
ATN
65
AMF Tjänstepension
Sweden
$97.5M +$2.6M +17,572 +3%
VanEck Associates
66
VanEck Associates
New York
$95.5M +$18.9M +127,954 +25%
Alyeska Investment Group
67
Alyeska Investment Group
Illinois
$94.1M +$21.6M +146,525 +30%
APG Asset Management
68
APG Asset Management
Netherlands
$93.4M -$6.26M -47,554 -6%
Franklin Resources
69
Franklin Resources
California
$92.6M +$31.5K +213 +0%
BGIM
70
Brandywine Global Investment Management
Pennsylvania
$92.2M +$5.27M +34,982 +6%
AQR Capital Management
71
AQR Capital Management
Connecticut
$87.6M -$46.7M -316,168 -35%
GPC
72
Glen Point Capital
United Kingdom
$87.4M +$87.4M +592,000 New
Millennium Management
73
Millennium Management
New York
$85.5M +$70.4M +476,537 +465%
Neuberger Berman Group
74
Neuberger Berman Group
New York
$85.5M +$82.9M +561,366 +3,209%
Janus Henderson Group
75
Janus Henderson Group
United Kingdom
$84.3M -$24.1M -163,532 -22%
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