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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$600M
2
Ameriprise
2
Ameriprise
Minnesota
$427M
3
SCM
3
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
2
Capital World Investors
California
$2.49B
3
Citadel Advisors
3
Citadel Advisors
Florida
$267M
4
Deutsche Bank
4
Deutsche Bank
Germany
$338M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$27M
Name Market Value Shares Shares
Change 		Shares
Change %
WRF
51
Waddell & Reed Financial
Kansas
$196M 1,285,183 -209,660 -14%
SCM
52
Suvretta Capital Management
New York
$194M 1,271,655 +1,271,655 New
EVM
53
Eaton Vance Management
Massachusetts
$174M 1,138,900 +12,065 +1%
CS
54
Credit Suisse
Switzerland
$166M 1,087,228 -108,355 -9%
HSBC Holdings
55
HSBC Holdings
United Kingdom
$160M 1,050,877 +319,813 +44%
BNP Paribas Financial Markets
56
BNP Paribas Financial Markets
France
$156M 1,023,518 -125,260 -11%
Asset Management One
57
Asset Management One
Japan
$154M 1,009,065 +24,563 +2%
AllianceBernstein
58
AllianceBernstein
Tennessee
$149M 976,907 +10,918 +1%
California State Teachers Retirement System (CalSTRS)
59
California State Teachers Retirement System (CalSTRS)
California
$145M 954,033 -615 -0.1%
Barclays
60
Barclays
United Kingdom
$142M 929,868 -1,947 -0.2%
New York State Teachers Retirement System (NYSTRS)
61
New York State Teachers Retirement System (NYSTRS)
New York
$138M 904,429 -24,077 -3%
RhumbLine Advisers
62
RhumbLine Advisers
Massachusetts
$137M 898,891 -24,698 -3%
Principal Financial Group
63
Principal Financial Group
Iowa
$135M 885,623 +9,515 +1%
American Century Companies
64
American Century Companies
Missouri
$123M 804,019 -135,893 -14%
PAM
65
Panagora Asset Management
Massachusetts
$118M 770,543 -321,013 -29%
State Board of Administration of Florida Retirement System
66
State Board of Administration of Florida Retirement System
Florida
$117M 770,206 -4,874 -0.6%
Millennium Management
67
Millennium Management
New York
$110M 720,807 +137,354 +24%
Thrivent Financial for Lutherans
68
Thrivent Financial for Lutherans
Minnesota
$109M 714,821 -31,325 -4%
APG Asset Management
69
APG Asset Management
Netherlands
$108M 823,299 – –
Balyasny Asset Management
70
Balyasny Asset Management
Illinois
$104M 680,175 +588,296 +640%
Korea Investment Corp
71
Korea Investment Corp
South Korea
$102M 665,841 -35,582 -5%
RJA
72
Raymond James & Associates
Florida
$101M 665,396 +85,337 +15%
State of Wisconsin Investment Board
73
State of Wisconsin Investment Board
Wisconsin
$101M 664,178 -13,947 -2%
Two Sigma Advisers
74
Two Sigma Advisers
New York
$99.6M 653,436 -248,800 -28%
State of New Jersey Common Pension Fund D
75
State of New Jersey Common Pension Fund D
New Jersey
$96.8M 635,000 -25,000 -4%
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