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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
WRF
51
Waddell & Reed Financial
Kansas
$196M -$29.7M -209,660 -14%
SCM
52
Suvretta Capital Management
New York
$194M +$180M +1,271,655 New
EVM
53
Eaton Vance Management
Massachusetts
$174M +$1.71M +12,065 +1%
CS
54
Credit Suisse
Switzerland
$166M -$15.3M -108,355 -9%
HSBC Holdings
55
HSBC Holdings
United Kingdom
$160M +$45.2M +319,813 +44%
BNP Paribas Financial Markets
56
BNP Paribas Financial Markets
France
$156M -$17.7M -125,260 -11%
Asset Management One
57
Asset Management One
Japan
$154M +$3.47M +24,563 +2%
AllianceBernstein
58
AllianceBernstein
Tennessee
$149M +$1.54M +10,918 +1%
California State Teachers Retirement System (CalSTRS)
59
California State Teachers Retirement System (CalSTRS)
California
$145M -$87K -615 -0.1%
Barclays
60
Barclays
United Kingdom
$142M -$275K -1,947 -0.2%
New York State Teachers Retirement System (NYSTRS)
61
New York State Teachers Retirement System (NYSTRS)
New York
$138M -$3.41M -24,077 -3%
RhumbLine Advisers
62
RhumbLine Advisers
Massachusetts
$137M -$3.49M -24,698 -3%
Principal Financial Group
63
Principal Financial Group
Iowa
$135M +$1.35M +9,515 +1%
American Century Companies
64
American Century Companies
Missouri
$123M -$19.2M -135,893 -14%
PAM
65
Panagora Asset Management
Massachusetts
$118M -$45.4M -321,013 -29%
State Board of Administration of Florida Retirement System
66
State Board of Administration of Florida Retirement System
Florida
$117M -$689K -4,874 -0.6%
Millennium Management
67
Millennium Management
New York
$110M +$19.4M +137,354 +24%
Thrivent Financial for Lutherans
68
Thrivent Financial for Lutherans
Minnesota
$109M -$4.43M -31,325 -4%
APG Asset Management
69
APG Asset Management
Netherlands
$108M
Balyasny Asset Management
70
Balyasny Asset Management
Illinois
$104M +$83.2M +588,296 +640%
Korea Investment Corp
71
Korea Investment Corp
South Korea
$102M -$5.03M -35,582 -5%
RJA
72
Raymond James & Associates
Florida
$101M +$12.1M +85,337 +15%
State of Wisconsin Investment Board
73
State of Wisconsin Investment Board
Wisconsin
$101M -$1.97M -13,947 -2%
Two Sigma Advisers
74
Two Sigma Advisers
New York
$99.6M -$35.2M -248,800 -28%
State of New Jersey Common Pension Fund D
75
State of New Jersey Common Pension Fund D
New Jersey
$96.8M -$3.54M -25,000 -4%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.