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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
51
BNP Paribas Financial Markets
France
$156M +$102M +685,610 +148%
EVM
52
Eaton Vance Management
Massachusetts
$153M -$212M -1,418,017 -56%
PAM
53
Panagora Asset Management
Massachusetts
$148M -$28.3M -189,256 -15%
T. Rowe Price Associates
54
T. Rowe Price Associates
Maryland
$145M -$15.7M -105,407 -9%
Capital Research Global Investors
55
Capital Research Global Investors
California
$137M +$28.1K +188 +0%
Asset Management One
56
Asset Management One
Japan
$134M +$1.23M +8,242 +0.8%
AllianceBernstein
57
AllianceBernstein
Tennessee
$131M -$5.77M -38,632 -4%
Adage Capital Partners
58
Adage Capital Partners
Massachusetts
$130M +$2.53M +16,900 +2%
California State Teachers Retirement System (CalSTRS)
59
California State Teachers Retirement System (CalSTRS)
California
$130M +$3.13M +20,917 +2%
American Century Companies
60
American Century Companies
Missouri
$128M -$94.8M -634,638 -40%
Barclays
61
Barclays
United Kingdom
$126M +$6.54M +43,744 +5%
New York State Teachers Retirement System (NYSTRS)
62
New York State Teachers Retirement System (NYSTRS)
New York
$126M -$5.8M -38,840 -4%
RhumbLine Advisers
63
RhumbLine Advisers
Massachusetts
$125M +$4.98M +33,339 +4%
Two Sigma Advisers
64
Two Sigma Advisers
New York
$122M +$37.5M +250,900 +39%
Principal Financial Group
65
Principal Financial Group
Iowa
$119M -$1.94M -12,970 -1%
State Board of Administration of Florida Retirement System
66
State Board of Administration of Florida Retirement System
Florida
$105M -$420K -2,814 -0.4%
Ameriprise
67
Ameriprise
Minnesota
$103M +$46.3M +309,926 +69%
Thrivent Financial for Lutherans
68
Thrivent Financial for Lutherans
Minnesota
$101M +$90.4M +605,103 +429%
HSBC Holdings
69
HSBC Holdings
United Kingdom
$99.2M -$25.6M -171,585 -19%
N
70
Natixis
France
$96.9M +$24.7M +165,510 +30%
APG Asset Management
71
APG Asset Management
Netherlands
$95.7M -$20.7M -138,400 -14%
Korea Investment Corp
72
Korea Investment Corp
South Korea
$95.2M -$2.03M -13,600 -2%
State of Wisconsin Investment Board
73
State of Wisconsin Investment Board
Wisconsin
$92M -$1.76M -11,754 -2%
State of New Jersey Common Pension Fund D
74
State of New Jersey Common Pension Fund D
New Jersey
$89.5M +$13.4M +90,000 +16%
Two Sigma Investments
75
Two Sigma Investments
New York
$84.8M -$33.7M -225,455 -27%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.