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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
1
BlackRock
New York
$3.19B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
3
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$143M
5
Morgan Stanley
5
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
2
Franklin Resources
California
$590M
3
Harris Associates
3
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$194M
5
State Street
5
State Street
Massachusetts
$4.86B
Name Market Value Shares Shares
Change 		Shares
Change %
AllianceBernstein
51
AllianceBernstein
Tennessee
$88.8M 957,066 -29,084 -3%
Asset Management One
52
Asset Management One
Japan
$88.7M 955,348 -63,874 -6%
TPCM
53
Tide Point Capital Management
Connecticut
$87.8M 946,701 +946,701 New
UBS Group
54
UBS Group
Switzerland
$84.8M 914,502 -273,731 -23%
RhumbLine Advisers
55
RhumbLine Advisers
Massachusetts
$84.2M 907,958 +10,853 +1%
Schroder Investment Management Group
56
Schroder Investment Management Group
United Kingdom
$81M 869,249 -51,143 -6%
CCI
57
Columbus Circle Investors
$80.2M 864,361 -300,634 -26%
Adage Capital Partners
58
Adage Capital Partners
Massachusetts
$78.6M 847,688 +717,244 +550%
Prudential Financial
59
Prudential Financial
New Jersey
$77.3M 833,243 +8,010 +1%
Principal Financial Group
60
Principal Financial Group
Iowa
$76.9M 828,558 +15,459 +2%
State Board of Administration of Florida Retirement System
61
State Board of Administration of Florida Retirement System
Florida
$76.2M 820,955 +17,313 +2%
ORIO
62
Old Republic International (ORI)
Illinois
$70M 755,100 – –
APG Asset Management
63
APG Asset Management
Netherlands
$69.8M 752,799 -613,598 -45%
Ameriprise
64
Ameriprise
Minnesota
$68.9M 742,327 +373,797 +101%
Bank of Montreal
65
Bank of Montreal
Ontario, Canada
$63.6M 685,999 -105,657 -13%
Parallax Volatility Advisers
66
Parallax Volatility Advisers
California
$63.5M 684,948 +660,227 +2,671%
American Century Companies
67
American Century Companies
Missouri
$63.4M 683,630 -307,003 -31%
Capital Fund Management (CFM)
68
Capital Fund Management (CFM)
France
$63.2M 681,522 +681,522 New
Russell Investments Group
69
Russell Investments Group
United Kingdom
$63M 679,422 +31,218 +5%
IAM
70
Impala Asset Management
Florida
$59.8M 645,167 +192,230 +42%
TD Asset Management
71
TD Asset Management
Ontario, Canada
$59.5M 641,039 -8,716 -1%
State of New Jersey Common Pension Fund D
72
State of New Jersey Common Pension Fund D
New Jersey
$59.4M 640,000 -313,000 -33%
Korea Investment Corp
73
Korea Investment Corp
South Korea
$57.1M 615,753 -197,748 -24%
Barclays
74
Barclays
United Kingdom
$56.9M 613,598 -169,487 -22%
BNP Paribas Financial Markets
75
BNP Paribas Financial Markets
France
$54.8M 591,057 -179,304 -23%
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