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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFB
701
Cullen/Frost Bankers
Texas
$3.52M -$419K -1,536 -11%
SCM
702
Stonebridge Capital Management
California
$3.5M -$242K -888 -6%
SWM
703
SeaCrest Wealth Management
New York
$3.49M -$148K -541 -4%
VCM
704
Viewpoint Capital Management
Washington
$3.48M +$27.3K +100 +0.8%
AssetMark Inc
705
AssetMark Inc
California
$3.47M -$76.7K -281 -2%
ACIM
706
Azimuth Capital Investment Management
Michigan
$3.46M -$49.1K -180 -1%
SWM
707
Spire Wealth Management
Virginia
$3.45M +$516K +1,890 +18%
IMC Chicago
708
IMC Chicago
Illinois
$3.44M +$3.44M +12,608 New
OAJ
709
Ogorek Anthony Joseph
New York
$3.43M -$12.3K -45 -0.4%
ACL
710
Applied Capital LLC
Florida
$3.42M -$56K -205 -2%
BOC
711
Barbara Oil Co
Illinois
$3.41M – – –
LSA
712
L & S Advisors
California
$3.39M -$2.44M -8,954 -42%
PC
713
Permanens Capital
New York
$3.38M +$142K +520 +4%
JPMIA
714
J.P. Marvel Investment Advisors
Massachusetts
$3.36M – – –
LOIM
715
Liberty One Investment Management
Illinois
$3.34M +$88.2K +323 +3%
SC
716
Slow Capital
California
$3.33M +$164K +602 +5%
JCM
717
Jacobi Capital Management
Pennsylvania
$3.31M +$338K +1,237 +11%
FMAEN1
718
Fund Management at Engine No 1
California
$3.31M -$432K -1,583 -12%
CSC
719
Caldwell Sutter Capital
California
$3.3M -$138K -506 -4%
MMA
720
Mizuho Markets Americas
New York
$3.29M +$3.29M +12,061 New
GWP
721
Gateway Wealth Partners
Wisconsin
$3.27M +$153K +562 +5%
TFS
722
Thoroughbred Financial Services
Tennessee
$3.27M +$565K +2,068 +21%
NHT
723
New Hampshire Trust
New Hampshire
$3.26M +$49.7K +182 +2%
CG
724
Castellan Group
Kentucky
$3.25M -$134K -490 -4%
RCM
725
Regency Capital Management
Hawaii
$3.24M +$215K +788 +7%
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