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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
BWAM
701
Boyd Watterson Asset Management
Ohio
$2.09M -$2.88K -15 -0.1%
KC
702
Kinloch Capital
Virginia
$2.08M +$77.6K +404 +4%
RMC
703
Resources Management Corp
Connecticut
$2.08M -$9.6K -50 -0.5%
BCM
704
Beck Capital Management
Texas
$2.07M +$30.9K +161 +2%
MAM
705
Madison Asset Management
Wisconsin
$2.06M -$15.6M -81,053 -88%
HT
706
Heritage Trust
Oklahoma
$2.06M -$23.6K -123 -1%
MCM
707
MV Capital Management
Maryland
$2.04M +$122K +636 +6%
MA
708
Modus Advisors
Minnesota
$2.03M +$45.7K +238 +2%
FTDI
709
First Trust Direct Indexing
Massachusetts
$2.03M +$322K +1,680 +19%
MMPW
710
Mitchell McLeod Pugh & Williams
Alabama
$2.03M -$5.76K -30 -0.3%
CT
711
Chicago Trust
Illinois
$2.02M +$4.42K +23 +0.2%
LIM
712
Loudon Investment Management
New Hampshire
$2.02M -$27.6K -144 -1%
BHC
713
Bowen Hanes & Co
Florida
$2.01M +$28.8K +150 +1%
Federated Hermes
714
Federated Hermes
Pennsylvania
$2.01M -$918K -4,781 -31%
FAIM
715
Financial Advocates Investment Management
Washington
$2.01M -$1.34M -6,995 -40%
WPP
716
Whalerock Point Partners
Rhode Island
$1.99M – – –
SW
717
SteelPeak Wealth
California
$1.98M -$5.28M -27,516 -73%
VRS
718
Virginia Retirement Systems
Virginia
$1.98M – – –
TC
719
Truvestments Capital
Florida
$1.97M +$110K +574 +6%
AMG
720
Asset Management Group
Connecticut
$1.96M +$99.7K +519 +5%
FCBT
721
First Citizens Bank & Trust
North Carolina
$1.95M -$4.61K -24 -0.2%
HSA
722
HBK Sorce Advisory
Pennsylvania
$1.95M +$67K +349 +4%
MCM
723
Murphy Capital Management
New Jersey
$1.94M -$35.5K -185 -2%
FCA
724
FLC Capital Advisors
California
$1.94M -$8.06K -42 -0.4%
SCP
725
Sandhill Capital Partners
New York
$1.94M +$123K +641 +7%
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