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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MMHP
701
Murphy Middleton Hinkle & Parker
Georgia
$1.47M +$106K +708 +8%
BHC
702
Bowen Hanes & Co
Florida
$1.47M -$149 -1 -0%
FFN
703
Focus Financial Network
Minnesota
$1.46M +$45K +302 +3%
LSV Asset Management
704
LSV Asset Management
Illinois
$1.46M -$86.5M -579,956 -98%
VCA
705
Verdence Capital Advisors
Maryland
$1.45M +$85.5K +573 +6%
AIL
706
AGF Investments LLC
Ontario, Canada
$1.44M -$136K -912 -9%
HT
707
Heritage Trust
Oklahoma
$1.44M -$64.6K -433 -4%
NHC
708
Nicholas Hoffman & Company
Georgia
$1.44M +$65.5K +439 +5%
VCAM
709
Van Cleef Asset Management
Ohio
$1.44M -$79.8K -535 -5%
Luther King Capital Management (LKCM)
710
Luther King Capital Management (LKCM)
Texas
$1.43M -$203K -1,358 -12%
CFA
711
Carroll Financial Associates
North Carolina
$1.42M +$167K +1,121 +13%
TIA
712
Trust Investment Advisors
Indiana
$1.41M +$14.8K +99 +1%
TBA
713
Tower Bridge Advisors
Pennsylvania
$1.41M -$82K -550 -5%
GT
714
Greenleaf Trust
Michigan
$1.41M +$138K +923 +11%
AMG
715
Asset Management Group
Connecticut
$1.39M +$8.65K +58 +0.6%
QI
716
QS Investors
New York
$1.39M -$45.5K -305 -3%
LOIM
717
Liberty One Investment Management
Illinois
$1.38M +$35.8K +240 +3%
PWSG
718
Pacific Wealth Strategies Group
California
$1.36M +$55.9K +375 +4%
MYLI
719
Meiji Yasuda Life Insurance
Japan
$1.36M +$143K +960 +12%
ISL
720
Ingalls & Snyder LLC
New York
$1.36M -$44.7K -300 -3%
Federated Hermes
721
Federated Hermes
Pennsylvania
$1.35M -$42.8K -287 -3%
SFA
722
Sequoia Financial Advisors
Ohio
$1.35M -$4.63K -31 -0.3%
PAM
723
Palisade Asset Management
Minnesota
$1.35M – – –
FWM
724
Focused Wealth Management
New York
$1.35M -$27.4K -184 -2%
RG
725
Rathbones Group
United Kingdom
$1.34M +$108K +723 +9%
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