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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
ATC
701
Adirondack Trust Company
New York
$1.5M -$2.12K -15 -0.2%
PCIA
702
Prime Capital Investment Advisors
Kansas
$1.48M -$67K -474 -5%
SOAMC
703
Spirit of America Management Corp
New York
$1.48M
CC
704
Cannell & Co
New York
$1.47M
SS
705
Simplicity Solutions
Minnesota
$1.46M +$300K +2,118 +28%
MHIM
706
MacNealy Hoover Investment Management
Ohio
$1.46M +$141 +1 +0%
APA
707
American Portfolios Advisors
New York
$1.46M +$85.3K +603 +7%
NSIM
708
North Star Investment Management
Illinois
$1.46M
AMG
709
Asset Management Group
Connecticut
$1.44M +$6.51K +46 +0.5%
OWD
710
Osborn Williams & Donohoe
Ohio
$1.44M -$6.79K -48 -0.5%
BAC
711
Boys Arnold & Co
North Carolina
$1.44M
LBC
712
Lowe Brockenbrough & Co
Virginia
$1.44M
VWA
713
V Wealth Advisors
Kansas
$1.44M +$62.7K +443 +5%
Fisher Asset Management
714
Fisher Asset Management
Washington
$1.43M +$262K +1,854 +25%
BRWM
715
B. Riley Wealth Management
Tennessee
$1.42M +$1.32M +9,332 New
QFA
716
Quattro Financial Advisors
Texas
$1.42M +$1.31M +9,277 New
BAS
717
Brown Advisory Securities
Maryland
$1.42M -$2.83K -20 -0.2%
RG
718
Renaissance Group
Kentucky
$1.41M
BP
719
Broadleaf Partners
Ohio
$1.4M -$1.74M -12,329 -57%
CF
720
CNA Financial
Illinois
$1.4M
HIIFS
721
Harel Insurance Investments & Financial Services
Israel
$1.4M -$155K -1,097 -11%
ZB
722
Zions Bancorporation
Utah
$1.4M +$1.3M +9,163 New
WA
723
WBH Advisory
Maryland
$1.38M +$56.2K +397 +5%
MS
724
Maven Securities
Jersey
$1.38M +$1.28M +9,042 New
BEC
725
Blue Edge Capital
Virginia
$1.37M +$566 +4 +0%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.