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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIP
676
Convergence Investment Partners
Florida
$1.58M -$1.04M -6,969 -40%
FCBT
677
First Citizens Bank & Trust
North Carolina
$1.57M -$204K -1,367 -11%
HIC
678
Holderness Investments Company
North Carolina
$1.56M +$2.54K +17 +0.2%
S
679
Seeyond
France
$1.56M +$14.6K +98 +0.9%
CICI
680
Capital Investment Counsel Inc
North Carolina
$1.55M -$44K -295 -3%
WPP
681
Whalerock Point Partners
Rhode Island
$1.54M -$11.6M -11,625 -88%
TW
682
TrinityPoint Wealth
Connecticut
$1.53M +$5.07K +34 +0.3%
WP
683
WealthPLAN Partners
Nebraska
$1.52M +$676 +4 +0%
PCM
684
Princeton Capital Management
New Jersey
$1.52M -$90.3K -605 -6%
TFS
685
TrustCore Financial Services
Tennessee
$1.52M -$23.7K -159 -2%
TSWM
686
Triangle Securities Wealth Management
North Carolina
$1.52M -$35.9K -241 -2%
HB
687
Homrich & Berg
Georgia
$1.52M +$165K +1,109 +12%
FNBTCON
688
First National Bank & Trust Co of Newtown
Pennsylvania
$1.51M -$7.46K -50 -0.5%
GP
689
Geneva Partners
Wisconsin
$1.51M +$1.51M +10,129 New
EHC
690
Everett Harris & Co
California
$1.51M – – –
TSS
691
Thomas Story & Son
Indiana
$1.51M – – –
WSFS
692
Wilmington Savings Fund Society
Delaware
$1.5M -$2.24K -15 -0.1%
CC
693
Cedar Capital
Illinois
$1.5M +$175K +1,175 +13%
BOTW
694
Bank of the West
California
$1.5M +$649K +4,353 +76%
GIM
695
Guardian Investment Management
California
$1.49M -$8.5K -57 -0.6%
IHL
696
Investment House LLC
California
$1.49M – – –
SC
697
Stolper & Co
Oklahoma
$1.49M -$165K -1,106 -10%
BC
698
Burleson & Co
California
$1.48M +$645 +4 +0%
IP
699
Intellectus Partners
California
$1.48M +$584K +3,919 +66%
CAN
700
Claraphi Advisory Network
United States
$1.48M +$160K +1,071 +12%
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