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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCCP
651
Mission Creek Capital Partners
California
$2.45M -$98.3K -512 -4%
ACM
652
Azimuth Capital Management
Michigan
$2.44M – – –
GIA
653
Guyasuta Investment Advisors
Pennsylvania
$2.44M +$48K +250 +2%
RIM
654
Redpoint Investment Management
Australia
$2.43M -$66.6K -347 -3%
EGM
655
Engineers Gate Manager
New York
$2.43M +$1.23M +6,401 +103%
PA
656
Profund Advisors
Maryland
$2.42M +$3.65K +19 +0.2%
GLA
657
Good Life Advisors
Pennsylvania
$2.42M +$2.01M +10,475 +498%
EWM
658
Evercore Wealth Management
New York
$2.41M – – –
LBC
659
Lowe Brockenbrough & Co
Virginia
$2.41M +$374K +1,950 +18%
BOC
660
Barbara Oil Co
Illinois
$2.4M – – –
CIC
661
Cornercap Investment Counsel
Georgia
$2.37M +$64.7K +337 +3%
ACM
662
AlphaCrest Capital Management
New York
$2.37M -$3.14M -16,338 -57%
IA
663
IndexIQ Advisors
New York
$2.36M -$35.5K -185 -1%
DWA
664
Douglass Winthrop Advisors
New York
$2.35M -$192K -1,000 -8%
HZ
665
Hixon Zuercher
Ohio
$2.35M +$159K +829 +7%
SC
666
Samlyn Capital
New York
$2.34M -$555K -2,891 -19%
TFS
667
TrustCore Financial Services
Tennessee
$2.33M +$67.9K +354 +3%
CA
668
Cambridge Advisors
Nebraska
$2.33M +$5.57K +29 +0.2%
FM
669
Foster & Motley
Ohio
$2.33M +$120K +627 +5%
AIP
670
Ameritas Investment Partners
Nebraska
$2.32M +$16.1K +84 +0.7%
IC
671
Inscription Capital
Texas
$2.32M -$1.4M -7,269 -38%
KLCM
672
KG&L Capital Management
Louisiana
$2.31M +$1.21M +6,279 +109%
PTC
673
Private Trust Company
Ohio
$2.3M +$32.4K +169 +1%
SWM
674
Segment Wealth Management
Texas
$2.3M -$95.8K -499 -4%
SCA
675
Strategic Capital Advisers
Colorado
$2.29M +$303K +1,581 +15%
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