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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
RMC
651
Resources Management Corp
Connecticut
$1.81M +$1.68M +11,905 New
IP
652
Intellectus Partners
California
$1.81M +$1.8M +12,710 +165%
SCA
653
STALEY CAPITAL ADVISERS
Pennsylvania
$1.8M
Luther King Capital Management (LKCM)
654
Luther King Capital Management (LKCM)
Texas
$1.79M +$56.6K +400 +4%
WAM
655
Weatherly Asset Management
California
$1.77M
FPCG
656
Fort Pitt Capital Group
Pennsylvania
$1.77M -$95.5K -675 -6%
LNC
657
Lincoln National Corp
Pennsylvania
$1.76M -$12.3K -87 -0.7%
RWA
658
Ropes Wealth Advisors
Massachusetts
$1.74M +$589K +4,165 +58%
REMPR
659
Roof Eidam Maycock Peralta (REMP)
California
$1.74M +$141 +1 +0%
GIA
660
Guyasuta Investment Advisors
Pennsylvania
$1.72M
KWM
661
Kingsview Wealth Management
Oregon
$1.71M -$16.1K -114 -1%
KRSITF
662
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.71M -$4.67K -33 -0.3%
FLI
663
Family Legacy Inc
South Carolina
$1.71M +$164K +1,161 +12%
NA
664
NewEdge Advisors
Louisiana
$1.7M +$307K +2,167 +24%
GIM
665
Guardian Investment Management
California
$1.7M -$84K -594 -5%
KFC
666
Klingenstein Fields & Co
New York
$1.69M -$1.99M -14,074 -56%
PK
667
Pflug Koory
Nebraska
$1.69M -$91.2K -645 -5%
LRPA
668
L. Roy Papp & Associates
Arizona
$1.68M -$212K -1,500 -12%
RCM
669
Riverhead Capital Management
Delaware
$1.68M -$209K -1,479 -12%
NIMI
670
Natixis Investment Managers International
France
$1.66M +$49.6K +351 +3%
FNBTCON
671
First National Bank & Trust Co of Newtown
Pennsylvania
$1.66M
Cetera Investment Advisers
672
Cetera Investment Advisers
Illinois
$1.65M -$104K -738 -6%
ISL
673
Ingalls & Snyder LLC
New York
$1.65M -$7.07K -50 -0.5%
SL
674
Summitry LLC
California
$1.64M +$44K +311 +3%
IRF
675
IBM Retirement Fund
New York
$1.63M -$232K -1,638 -13%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.