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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Holding Trade Value Shares
Change 		Shares
Change %
PCMM
651
Private Capital Management (Minnesota)
Minnesota
$635K +$635K +9,350 New
AMG
652
Asset Management Group
Connecticut
$633K -$16.5K -243 -3%
CONA
653
Capital One National Association
New York
$619K -$70K -1,030 -10%
TG
654
TLP Group
Illinois
$619K +$619K +9,109 New
WG
655
Welch Group
Alabama
$616K -$39.2K -577 -6%
PAA
656
Peregrine Asset Advisers
Oregon
$615K +$99.3K +1,460 +19%
CCP
657
Clarkston Capital Partners
Michigan
$608K -$36.7K -540 -6%
PHS
658
Pekin Hardy Strauss
Illinois
$604K +$54.5K +802 +10%
TYCC
659
Texas Yale Capital Corp
Florida
$601K +$223K +3,285 +59%
KTC
660
Kistler-Tiffany Companies
Pennsylvania
$596K -$21.7K -297 -4%
RT
661
Rockland Trust
Massachusetts
$587K +$34.4K +507 +6%
PAM
662
Palisade Asset Management
Minnesota
$584K -$387K -5,695 -40%
BFA
663
Bragg Financial Advisors
North Carolina
$583K -$10.4K -153 -2%
WS
664
Wedbush Securities
California
$578K -$53.6K -788 -8%
SAM
665
Sawgrass Asset Management
Florida
$578K – – –
RB
666
Rodgers Brothers
Pennsylvania
$576K +$100K +1,476 +21%
CL
667
CPWM LLC
Washington
$575K +$16.2K +238 +3%
TSS
668
Thomas Story & Son
Indiana
$571K – – –
IAMOG
669
Investors Asset Management of Georgia
Georgia
$570K +$17K +250 +3%
HI
670
Hudock Inc
Pennsylvania
$566K -$19.3K -284 -3%
TIA
671
Tiemann Investment Advisors
California
$566K -$8.49K -125 -1%
AT
672
Acadia Trust
Maine
$565K – – –
MBTD
673
Mechanics Bank - Trust Department
California
$564K -$227K -3,335 -29%
NFG
674
Next Financial Group
Texas
$563K -$6.59K -97 -1%
BRWA
675
B. Riley Wealth Advisors
Florida
$562K -$598K -8,801 -52%
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