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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
PK
626
Pflug Koory
Nebraska
$1.66M – – –
AUB
627
Atlantic Union Bankshares
Virginia
$1.65M +$19.2K +130 +1%
EWA
628
EP Wealth Advisors
California
$1.64M +$354K +2,400 +28%
LBC
629
Lowe Brockenbrough & Co
Virginia
$1.64M -$9.45K -64 -0.6%
SCM
630
Spreng Capital Management
Ohio
$1.64M +$1.64M +11,108 New
DMC
631
Drexel Morgan & Co
Pennsylvania
$1.63M -$344K -2,331 -17%
SS
632
Simplicity Solutions
Minnesota
$1.62M +$455K +3,082 +39%
MCM
633
Murphy Capital Management
New Jersey
$1.62M -$16.7K -113 -1%
PVWM
634
Point View Wealth Management
New Jersey
$1.62M +$57.5K +389 +4%
RCM
635
Radnor Capital Management
Pennsylvania
$1.61M – – –
VIG
636
Vienna Insurance Group
Poland
$1.61M -$639K -4,329 -28%
FCA
637
FLC Capital Advisors
California
$1.6M +$67.9K +460 +4%
SCA
638
STALEY CAPITAL ADVISERS
Pennsylvania
$1.6M – – –
CT
639
Coastline Trust
Rhode Island
$1.6M +$29.5K +200 +2%
ACS
640
Archford Capital Strategies
Illinois
$1.59M +$99.1K +671 +7%
SOAMC
641
Spirit of America Management Corp
New York
$1.59M +$103K +700 +7%
HIC
642
Holderness Investments Company
North Carolina
$1.59M -$22.1K -150 -1%
BCM
643
Boltwood Capital Management
California
$1.59M +$26.6K +180 +2%
CICI
644
Capital Investment Counsel Inc
North Carolina
$1.58M -$20.7K -140 -1%
PCM
645
Penserra Capital Management
California
$1.57M +$1.42M +9,650 +957%
ARG
646
Advisory Resource Group
Oklahoma
$1.57M -$63.8K -432 -4%
EF
647
Empirical Finance
Pennsylvania
$1.56M -$210K -1,422 -12%
PFP
648
Pinnacle Financial Partners
Tennessee
$1.55M +$582K +3,944 +60%
GIM
649
Guardian Investment Management
California
$1.55M +$1.18K +8 +0.1%
QSS
650
Quantitative Systematic Strategies
Florida
$1.54M +$1.54M +10,438 New
24 25
26
27 28