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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
JIR
626
James Investment Research
Ohio
$1.92M +$135K +905 +7%
MSWM
627
Mader & Shannon Wealth Management
Missouri
$1.92M -$73.4K -491 -3%
SSP
628
Sapphire Star Partners
Washington
$1.91M -$29.9K -200 -1%
CI
629
Capital International
California
$1.9M
HDIM
630
Hanson & Doremus Investment Management
Vermont
$1.9M -$78K -522 -4%
PCM
631
Princeton Capital Management
New Jersey
$1.89M -$31.2K -209 -1%
FCH
632
Freestone Capital Holdings
Washington
$1.89M +$65.7K +440 +3%
HFA
633
HC Financial Advisors
California
$1.89M
LIM
634
Loudon Investment Management
New Hampshire
$1.87M -$37.4K -250 -2%
Hudson Bay Capital Management
635
Hudson Bay Capital Management
Connecticut
$1.83M -$2M -13,362 -50%
LSV Asset Management
636
LSV Asset Management
Illinois
$1.83M +$747K +5,000 +59%
VI
637
Versor Investments
New York
$1.82M -$777K -5,200 -28%
GAM
638
Griffin Asset Management
New York
$1.81M +$45.6K +305 +2%
OPA
639
Old Port Advisors
Maine
$1.8M +$1.99M +13,295 New
MMPW
640
Mitchell McLeod Pugh & Williams
Alabama
$1.8M -$78.9K -528 -4%
OAM
641
Oppenheimer Asset Management
New York
$1.8M +$189K +1,268 +11%
CA
642
Cambridge Advisors
Nebraska
$1.8M +$747 +5 +0%
FA
643
FDx Advisors
Illinois
$1.8M +$253K +1,695 +15%
SW
644
SVB Wealth
Massachusetts
$1.78M -$330K -2,206 -14%
SWM
645
Segment Wealth Management
Texas
$1.77M -$2.69K -18 -0.1%
Koshinski Asset Management
646
Koshinski Asset Management
Illinois
$1.77M +$294K +1,966 +18%
SCM
647
Schnieders Capital Management
California
$1.75M
ICOM
648
Investment Counselors of Maryland
Maryland
$1.74M -$97.1K -650 -5%
HIC
649
Holderness Investments Company
North Carolina
$1.71M +$38.8K +260 +2%
LRPA
650
L. Roy Papp & Associates
Arizona
$1.7M

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.