CAT icon

Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAM
626
PartnerRe Asset Management
Connecticut
$1.39M -$81.5K -897 -6%
TCM
627
Texan Capital Management
Texas
$1.39M -$58.1K -640 -4%
Tudor Investment Corp
628
Tudor Investment Corp
Connecticut
$1.36M +$1.36M +15,000 New
WC
629
Whitnell & Co
Illinois
$1.36M -$313K -3,448 -19%
MWR
630
McAdams Wright Ragen
Washington
$1.36M +$170K +1,874 +14%
HRC
631
Hoertkorn Richard Charles
$1.35M +$1.35M +14,915 New
RIL
632
Rothschild Investment LLC
Illinois
$1.35M +$207K +2,276 +18%
RNS
633
Robert N. Shapiro
$1.35M -$72.7K -800 -5%
WOC
634
West Oak Capital
California
$1.34M -$28.6K -315 -2%
Thrivent Financial for Lutherans
635
Thrivent Financial for Lutherans
Minnesota
$1.34M – – –
GCA
636
Gideon Capital Advisors
New York
$1.33M +$1.33M +14,628 New
FTC
637
Farmers Trust Company
Ohio
$1.33M -$110K -1,208 -8%
VKH
638
Virtu KCG Holdings
New York
$1.33M -$883K -9,725 -40%
CCM
639
Coe Capital Management
Illinois
$1.3M +$1.3M +14,280 New
PNC
640
Park National Corp
Ohio
$1.29M +$4.09K +45 +0.3%
TWI
641
Thomas White International
Illinois
$1.28M -$1.12M -12,302 -47%
CCM
642
Chinook Capital Management
Oregon
$1.28M +$48.1K +530 +4%
CA
643
Cetera Advisors
Colorado
$1.27M -$88.3K -968 -6%
CONA
644
Capital One National Association
New York
$1.27M -$248K -2,732 -16%
UR
645
USCA RIA
Texas
$1.26M -$93.5K -1,030 -7%
CCT
646
Chemung Canal Trust
New York
$1.26M -$36.3K -400 -3%
CAM
647
CG Asset Management
New York
$1.24M +$1.24M +13,685 New
JPMIA
648
J.P. Marvel Investment Advisors
Massachusetts
$1.24M -$59K -650 -5%
First Manhattan
649
First Manhattan
New York
$1.22M +$27.5K +303 +2%
BC
650
Barnett & Company
Tennessee
$1.22M -$37.5K -413 -3%
24 25
26
27 28