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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
FFWA
601
FRG Family Wealth Advisors
Washington
$4.16M +$11.4K +51 +0.3%
JSC
602
Jackson Square Capital
California
$4.14M +$3.14M +14,099 +518%
GWM
603
Geneos Wealth Management
Colorado
$4.11M +$974K +4,370 +35%
KA
604
Kintegral Advisory
New York
$4.11M
EF
605
Empirical Finance
Pennsylvania
$4.1M +$398K +1,783 +12%
RWS
606
Resolute Wealth Strategies
Mississippi
$4.1M -$35.7K -160 -1%
PCA
607
Pallas Capital Advisors
Massachusetts
$4.09M -$196K -879 -5%
B
608
Bailard
California
$4.05M +$34.1K +153 +0.9%
PFPT
609
Pinnacle Financial Partners (Tennessee)
Tennessee
$4.04M -$1.04M -4,645 -22%
AWP
610
Ascent Wealth Partners
New York
$4.02M +$256K +1,146 +7%
NMIMC
611
Northwestern Mutual Investment Management Company
Wisconsin
$4M -$23K -103 -0.6%
Two Sigma Advisers
612
Two Sigma Advisers
New York
$3.96M -$16.7M -75,100 -82%
GT
613
Greenleaf Trust
Michigan
$3.95M +$106K +474 +3%
AF
614
Arrow Financial
New York
$3.93M -$97K -435 -3%
MCC
615
Malaga Cove Capital
California
$3.92M -$35.5K -159 -1%
IWC
616
Integrated Wealth Concepts
Massachusetts
$3.89M +$896K +4,017 +34%
BA
617
Bridgewater Associates
Connecticut
$3.88M +$3.51M +15,761 New
LSAG
618
Lake Street Advisors Group
New Hampshire
$3.87M +$2.23K +10 +0.1%
CNBT
619
Canandaigua National Bank & Trust
New York
$3.87M -$104K -466 -3%
FM
620
Foster & Motley
Ohio
$3.86M +$279K +1,251 +9%
MCM
621
Monument Capital Management
Virginia
$3.86M -$535K -2,398 -13%
SFI
622
Siemens Fonds Invest
Germany
$3.86M
RC
623
Roundview Capital
New Jersey
$3.86M -$36.8K -165 -1%
RF
624
Robbins Farley
New Hampshire
$3.84M +$243K +1,092 +8%
NSIM
625
North Star Investment Management
Illinois
$3.83M -$5.8K -26 -0.2%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.