CAT icon

Caterpillar
CAT

Overview Fund Activity

2,267 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,267
Holders Change
-5
Holders Change %
-0.22%
% of All Funds
36.28%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
166
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
DZ Bank
Germany
+$332M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$234M
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$172M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$155M
5
Renaissance Technologies
Renaissance Technologies
New York
+$154M

Top Sellers

1
M1FG
Mach-1 Financial Group
Arkansas
-$827M
2
Citadel Advisors
Citadel Advisors
Florida
-$447M
3
Barclays
Barclays
United Kingdom
-$295M
4
BlackRock
BlackRock
New York
-$277M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$198M
Name Holding Trade Value Shares
Change 		Shares
Change %
KA
601
Kintegral Advisory
New York
$3.82M -$205K -897 -5%
VF
602
Virtu Financial
New York
$3.82M +$3.82M +16,680 New
PPW
603
Parcion Private Wealth
Washington
$3.81M +$254K +1,112 +7%
ET
604
Equitable Trust
Tennessee
$3.77M – – –
SAM
605
Silvercrest Asset Management
New York
$3.76M +$117K +513 +3%
AF
606
Arrow Financial
New York
$3.75M +$521K +2,275 +16%
PCA
607
Pallas Capital Advisors
Massachusetts
$3.74M +$187K +839 +5%
NMIMC
608
Northwestern Mutual Investment Management Company
Wisconsin
$3.74M +$11K +48 +0.3%
B
609
Bailard
California
$3.74M -$5.95K -26 -0.2%
CNBT
610
Canandaigua National Bank & Trust
New York
$3.7M +$3.7M +16,181 New
KFP
611
KMG Fiduciary Partners
Ohio
$3.7M +$148K +648 +4%
MCC
612
Malaga Cove Capital
California
$3.68M -$9.38K -41 -0.3%
RSWM
613
Robertson Stephens Wealth Management
California
$3.68M +$277K +1,210 +8%
FMAEN1
614
Fund Management at Engine No 1
California
$3.68M +$121K +528 +3%
AG
615
Advocate Group
Minnesota
$3.67M +$215K +940 +6%
RC
616
Roundview Capital
New Jersey
$3.62M +$78.7K +344 +2%
SFI
617
Siemens Fonds Invest
Germany
$3.61M -$13.5K -59 -0.4%
LSAG
618
Lake Street Advisors Group
New Hampshire
$3.6M -$14.9K -65 -0.4%
SG
619
Stonnington Group
California
$3.6M +$218K +983 +6%
AWP
620
Ascent Wealth Partners
New York
$3.6M -$16K -70 -0.4%
NSIM
621
North Star Investment Management
Illinois
$3.57M -$8.7K -38 -0.2%
GT
622
Greenleaf Trust
Michigan
$3.56M +$160K +699 +5%
ECM
623
EagleClaw Capital Management
Massachusetts
$3.56M +$8.01K +35 +0.2%
GIM
624
Goelzer Investment Management
Indiana
$3.54M -$107K -467 -3%
PL
625
Perpetual Ltd
Australia
$3.54M +$3.54M +15,468 New
23 24
25
26 27