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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
GAM
601
Griffin Asset Management
New York
$1.79M -$89.6K -705 -5%
RJT
602
Raymond James Trust
Florida
$1.77M -$33.7K -265 -2%
SFS
603
Sowell Financial Services
Arkansas
$1.74M +$90K +708 +5%
BC
604
Burney Company
Virginia
$1.73M -$890 -7 -0.1%
NCGI
605
Next Century Growth Investors
Minnesota
$1.72M -$1.63M -12,800 -49%
HDIM
606
Hanson & Doremus Investment Management
Vermont
$1.71M -$69.1K -544 -4%
BA
607
Birinyi Associates
Connecticut
$1.7M +$63.6K +500 +4%
OPA
608
Old Port Advisors
Maine
$1.7M +$1.7M +12,875 New
ECM
609
EagleClaw Capital Management
Massachusetts
$1.7M – – –
ACM
610
Azimuth Capital Management
Michigan
$1.7M – – –
CA
611
Cambridge Advisors
Nebraska
$1.68M -$2.29K -18 -0.1%
LIM
612
Loudon Investment Management
New Hampshire
$1.67M -$79.4K -625 -5%
PCM
613
Princeton Capital Management
New Jersey
$1.67M -$53.9K -424 -3%
LNWWM
614
Laird Norton Wetherby Wealth Management
California
$1.67M +$96.9K +763 +6%
NHC
615
Nicholas Hoffman & Company
Georgia
$1.65M +$757K +5,955 +84%
WSFS
616
Wilmington Savings Fund Society
Delaware
$1.65M -$100K -790 -6%
MMPW
617
Mitchell McLeod Pugh & Williams
Alabama
$1.64M – – –
LFAS
618
Level Four Advisory Services
Texas
$1.63M -$210K -1,649 -11%
EAM
619
Eukles Asset Management
Ohio
$1.62M +$1.62M +12,747 New
LIM
620
Leavell Investment Management
Alabama
$1.61M +$56.2K +442 +4%
DMC
621
Drexel Morgan & Co
Pennsylvania
$1.61M +$68.7K +541 +4%
ICOM
622
Investment Counselors of Maryland
Maryland
$1.6M – – –
SWM
623
Segment Wealth Management
Texas
$1.59M -$44.6K -351 -3%
TLP
624
Trinity Legacy Partners
Texas
$1.59M +$1.59M +12,502 New
BOC
625
Barbara Oil Co
Illinois
$1.59M – – –
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