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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
RJT
601
Raymond James Trust
Florida
$2.16M -$56.2K -397 -3%
SLI
602
Sumitomo Life Insurance
Japan
$2.16M -$34.2K -242 -2%
HT
603
Heritage Trust
Oklahoma
$2.15M -$28.4K -201 -1%
FNBT
604
FineMark National Bank & Trust
Florida
$2.14M -$162K -1,143 -8%
HDIM
605
Hanson & Doremus Investment Management
Vermont
$2.13M
HFA
606
HC Financial Advisors
California
$2.12M
CI
607
Capital International
California
$2.11M -$28.3K -200 -1%
LIM
608
Loudon Investment Management
New Hampshire
$2.1M
WSFS
609
Wilmington Savings Fund Society
Delaware
$2.1M -$87.7K -620 -4%
CI
610
Cigna Investments
Connecticut
$2.09M -$243K -1,716 -9%
BC
611
Burney Company
Virginia
$2.08M -$193K -1,367 -9%
PCM
612
Princeton Capital Management
New Jersey
$2.07M -$49.6K -351 -3%
ED
613
Exane Derivatives
France
$2.06M +$1.91M +13,529 New
SW
614
SVB Wealth
Massachusetts
$2.04M +$42.6K +301 +2%
ACM
615
Azimuth Capital Management
Michigan
$2.04M -$283K -2,000 -13%
ECM
616
EagleClaw Capital Management
Massachusetts
$2.04M +$291K +2,060 +18%
CA
617
Cambridge Advisors
Nebraska
$2.02M +$990 +7 +0.1%
SC
618
Slow Capital
California
$2.01M +$106K +749 +6%
QSS
619
Quantitative Systematic Strategies
Florida
$2.01M +$1.39M +9,847 +297%
MME
620
Meag Munich Ergo
Germany
$2M -$2.81M -19,889 -60%
FCM
621
Flinton Capital Management
Pennsylvania
$1.99M -$8.75M -61,888 -83%
Envestnet Asset Management
622
Envestnet Asset Management
Illinois
$1.98M -$6.68M -47,257 -78%
SFS
623
Sowell Financial Services
Arkansas
$1.98M +$66.5K +470 +4%
HAG
624
HighPoint Advisor Group
Illinois
$1.98M -$123K -871 -5%
MMPW
625
Mitchell McLeod Pugh & Williams
Alabama
$1.97M -$49.5K -350 -3%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.