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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
HT
601
HAP Trading
New York
$2.18M +$2.4M +16,076 New
SNT
602
Security National Trust
West Virginia
$2.17M +$34.4K +230 +1%
GJIC
603
Gamble Jones Investment Counsel
California
$2.17M -$188K -1,260 -7%
ACM
604
Alpha Capital Management
Texas
$2.16M +$304K +2,037 +15%
BCM
605
Bayesian Capital Management
New York
$2.16M +$2.38M +15,900 New
NIM
606
Northeast Investment Management
Massachusetts
$2.15M +$7.47K +50 +0.3%
MERSOM
607
Municipal Employees' Retirement System of Michigan
Michigan
$2.15M +$28.4K +190 +1%
PFS
608
Physicians Financial Services
North Carolina
$2.14M -$15.2K -102 -0.6%
WPP
609
Whalerock Point Partners
Rhode Island
$2.11M -$232K -1,550 -9%
IAA
610
Independent Advisor Alliance
North Carolina
$2.1M -$1.55M -10,401 -37%
BWL
611
Bogart Wealth LLC
Virginia
$2.09M +$29.9K +200 +1%
ACM
612
Azimuth Capital Management
Michigan
$2.08M +$250K +1,675 +12%
CC
613
ClearArc Capital
Ohio
$2.07M +$4.48K +30 +0.2%
MA
614
Marshwinds Advisory
Georgia
$2.07M
FNBT
615
FineMark National Bank & Trust
Florida
$2.06M +$968K +6,480 +75%
RC
616
RBF Capital
California
$2.04M
JCM
617
Jafra Capital Management
New York
$2.04M +$2.24M +15,000 New
BC
618
Burney Company
Virginia
$2.03M +$67.5K +452 +3%
VFA
619
Voya Financial Advisors
Connecticut
$1.99M +$126K +840 +6%
SFS
620
Strategic Financial Services
New York
$1.99M -$12.1K -81 -0.5%
SC
621
Searle & Co
Connecticut
$1.98M
RJT
622
Raymond James Trust
Florida
$1.98M +$109K +732 +5%
SLI
623
Sumitomo Life Insurance
Japan
$1.96M +$87K +582 +4%
WSFS
624
Wilmington Savings Fund Society
Delaware
$1.95M +$53.9K +361 +3%
HT
625
Heritage Trust
Oklahoma
$1.94M -$7.17K -48 -0.3%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.