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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
NFG
601
Nations Financial Group
Iowa
$973K +$38.1K +429 +4%
CFG
602
Citizens Financial Group
Rhode Island
$971K +$134K +1,506 +16%
CAM
603
CG Asset Management
New York
$970K -$586K -6,600 -38%
HIC
604
Holderness Investments Company
North Carolina
$967K -$4.44K -50 -0.5%
CIM
605
CenturyLink Investment Management
Colorado
$963K -$571K -6,435 -37%
PIM
606
Penobscot Investment Management
Massachusetts
$962K -$176K -1,985 -15%
FNBTCON
607
First National Bank & Trust Co of Newtown
Pennsylvania
$944K – – –
QI
608
QS Investors
New York
$943K – – –
Koshinski Asset Management
609
Koshinski Asset Management
Illinois
$938K -$86.5K -974 -8%
CG
610
Caprock Group
Idaho
$934K +$184K +2,075 +25%
EB
611
Eastern Bank
Massachusetts
$930K -$18.5K -208 -2%
PNC
612
Park National Corp
Ohio
$928K -$31.8K -358 -3%
CLOS
613
Compagnie Lombard Odier SCmA
Switzerland
$926K -$16K -180 -2%
EWM
614
Evercore Wealth Management
New York
$925K -$182K -2,051 -16%
SL
615
Summitry LLC
California
$916K +$130K +1,470 +17%
LBC
616
Lowe Brockenbrough & Co
Virginia
$899K +$68.8K +775 +8%
WC
617
Woodstock Corp
Massachusetts
$888K -$66.2K -745 -7%
SACTSONJ
618
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$888K – – –
WCBA
619
Weaver C. Barksdale & Associates
Tennessee
$882K -$16K -180 -2%
FIM
620
Fernwood Investment Management
Massachusetts
$879K -$44.4K -500 -5%
FIM
621
Fruth Investment Management
Texas
$879K – – –
BHC
622
Bowen Hanes & Co
Florida
$878K +$48.8K +550 +6%
DLA
623
Douglas Lane & Associates
New York
$876K -$146K -1,643 -14%
JG
624
Jefferies Group
New York
$871K +$630K +7,104 +262%
ASN
625
Advisory Services Network
Georgia
$870K +$43.7K +492 +5%
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