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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
GAM
576
Griffin Asset Management
New York
$2.19M +$7.46K +50 +0.3%
ADL
577
Asset Dedication LLC
California
$2.15M +$286K +1,923 +15%
ISB
578
Iowa State Bank
Iowa
$2.12M +$150K +1,007 +8%
KRSITF
579
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$2.11M +$128K +861 +6%
AWE
580
Avidian Wealth Enterprises
Texas
$2.11M +$132K +885 +7%
SIC
581
Sigma Investment Counselors
Michigan
$2.11M -$2.07M -13,881 -50%
HI
582
Hudock Inc
Pennsylvania
$2.1M +$1.21M +8,090 +135%
FFWA
583
FRG Family Wealth Advisors
Washington
$2.09M – – –
SFA
584
Semmax Financial Advisors
North Carolina
$2.09M +$31.2K +209 +2%
RJT
585
Raymond James Trust
Florida
$2.09M +$192K +1,288 +10%
FM
586
Foster & Motley
Ohio
$2.08M +$89.7K +601 +5%
HFA
587
HC Financial Advisors
California
$2.08M -$14.9K -100 -0.7%
MSAM
588
Moloney Securities Asset Management
Missouri
$2.07M -$31K -208 -1%
OPCM
589
Osborne Partners Capital Management
California
$2.07M -$22.4K -150 -1%
VC
590
Veracity Capital
Georgia
$2.06M +$2.06M +13,816 New
NSIM
591
North Star Investment Management
Illinois
$2.05M -$5.37K -36 -0.3%
ACA
592
Aptus Capital Advisors
Alabama
$2.05M +$1.94M +12,985 +1,745%
WB
593
Webster Bank
Connecticut
$2.04M -$121K -813 -6%
RIM
594
Redpoint Investment Management
Australia
$2.02M -$2.76M -18,469 -58%
LFDLE
595
La Financiere de L'Echiquier
France
$2.01M -$373K -2,500 -16%
DCM
596
Dupont Capital Management
Delaware
$2.01M -$1.63M -10,948 -45%
BWAM
597
Boyd Watterson Asset Management
Ohio
$2M +$1.22M +8,184 +156%
BEC
598
Blue Edge Capital
Virginia
$1.99M -$36.4K -244 -2%
LFAS
599
Level Four Advisory Services
Texas
$1.99M -$44.6K -299 -2%
SWP
600
Stratos Wealth Partners
Ohio
$1.99M -$93.2K -625 -4%
22 23
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