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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
+$446M
2
Ameriprise
Ameriprise
Minnesota
+$309M
3
SCM
Suvretta Capital Management
New York
+$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$159M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$153M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$670M
2
Capital World Investors
Capital World Investors
California
-$316M
3
Citadel Advisors
Citadel Advisors
Florida
-$237M
4
Deutsche Bank
Deutsche Bank
Germany
-$218M
5
AQR Capital Management
AQR Capital Management
Connecticut
-$194M
Name Holding Trade Value Shares
Change 		Shares
Change %
LSV Asset Management
576
LSV Asset Management
Illinois
$2.42M +$366K +2,400 +18%
PFS
577
Physicians Financial Services
North Carolina
$2.42M +$15.4K +101 +0.6%
MC
578
Martin Currie
United Kingdom
$2.42M -$70.6K -463 -3%
NIM
579
Northeast Investment Management
Massachusetts
$2.41M -$6.1K -40 -0.3%
BWL
580
Bogart Wealth LLC
Virginia
$2.4M +$46.8K +307 +2%
GJIC
581
Gamble Jones Investment Counsel
California
$2.38M -$52K -341 -2%
WPP
582
Whalerock Point Partners
Rhode Island
$2.38M +$10.7K +70 +0.5%
VSI
583
Verde Servicos Internacionais
Brazil
$2.35M +$2.35M +17,439 New
CC
584
ClearArc Capital
Ohio
$2.34M +$11.7K +77 +0.5%
MSE
585
MUFG Securities EMEA
United Kingdom
$2.33M -$6.67M -43,708 -74%
VFA
586
Valeo Financial Advisors
Indiana
$2.32M -$29.2K -241 -1%
Massachusetts Financial Services
587
Massachusetts Financial Services
Massachusetts
$2.31M -$497K -3,261 -18%
MA
588
Marshwinds Advisory
Georgia
$2.3M -$26.5K -174 -1%
RC
589
RBF Capital
California
$2.29M – – –
Tudor Investment Corp
590
Tudor Investment Corp
Connecticut
$2.26M +$753K +4,937 +50%
JIR
591
James Investment Research
Ohio
$2.26M +$102K +670 +5%
GAM
592
Griffin Asset Management
New York
$2.25M +$217K +1,425 +11%
FCH
593
Freestone Capital Holdings
Washington
$2.25M +$127K +835 +6%
WS
594
Wedbush Securities
California
$2.24M -$254K -1,663 -10%
VFA
595
Voya Financial Advisors
Connecticut
$2.24M +$6.4K +42 +0.3%
SC
596
Searle & Co
Connecticut
$2.22M – – –
LFAS
597
Level Four Advisory Services
Texas
$2.21M -$793K -5,200 -26%
SFS
598
Strategic Financial Services
New York
$2.2M -$38.1K -250 -2%
CWM
599
CMH Wealth Management
New Hampshire
$2.17M -$1.58M -10,395 -42%
RJT
600
Raymond James Trust
Florida
$2.16M -$60.5K -397 -3%
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