CAT icon

Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
CBU
576
CIBC Bank USA
Illinois
$1.06M -$68.1K -734 -6%
PI
577
Putnam Investments
Massachusetts
$1.05M -$37.1K -400 -3%
TRIM
578
Thompson Rubinstein Investment Management
Oregon
$1.04M -$10.7K -115 -1%
RJT
579
Raymond James Trust
Florida
$1.04M -$84.5K -911 -8%
Koshinski Asset Management
580
Koshinski Asset Management
Illinois
$1.03M +$115K +1,240 +13%
LS
581
Livforsakringsbolaget Skandia
Sweden
$1.03M -$1.99M -21,500 -66%
SC
582
Savant Capital
Illinois
$1.02M +$32.9K +354 +3%
SWM
583
Segment Wealth Management
Texas
$1.02M +$278 +3 +0%
SL
584
Summitry LLC
California
$1.01M -$10.2K -110 -1%
ISL
585
Ingalls & Snyder LLC
New York
$1.01M -$130K -1,400 -11%
PIM
586
Penobscot Investment Management
Massachusetts
$1.01M – – –
FNBTCON
587
First National Bank & Trust Co of Newtown
Pennsylvania
$1M +$14.8K +160 +2%
IHL
588
Investment House LLC
California
$991K -$37.1K -400 -4%
Victory Capital Management
589
Victory Capital Management
Texas
$990K -$31.1K -335 -3%
FTC
590
Farmers Trust Company
Ohio
$983K -$23.2K -250 -2%
CA
591
Callahan Advisors
Texas
$981K -$263K -2,839 -21%
VFA
592
Voya Financial Advisors
Connecticut
$981K -$56.9K -613 -5%
OIA
593
Optimum Investment Advisors
Illinois
$979K -$64.1K -691 -6%
SFS
594
Sowell Financial Services
Arkansas
$977K -$158K -1,519 -14%
GA
595
Geneva Advisors
Illinois
$976K -$163K -1,756 -14%
GHCM
596
Glen Harbor Capital Management
California
$974K +$197K +2,128 +25%
Luther King Capital Management (LKCM)
597
Luther King Capital Management (LKCM)
Texas
$973K +$127K +1,372 +15%
CT
598
Clearstead Trust
Maine
$966K +$233K +2,510 +32%
BHC
599
Bowen Hanes & Co
Florida
$961K +$32.5K +350 +3%
QI
600
QS Investors
New York
$960K – – –
22 23
24
25 26