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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
551
Penserra Capital Management
California
$1.9M +$1.78M +15,017 New
AF
552
Ally Financial
Michigan
$1.9M
RC
553
RBF Capital
California
$1.9M
KFBMI
554
Kentucky Farm Bureau Mutual Insurance
Kentucky
$1.9M
1SB
555
1ST Source Bank
Indiana
$1.88M -$55.1K -465 -3%
SC
556
Slow Capital
California
$1.85M +$33.3K +281 +2%
GAM
557
Griffin Asset Management
New York
$1.85M -$36.2K -305 -2%
ECM
558
ExodusPoint Capital Management
New York
$1.84M +$1.73M +14,579 New
WB
559
Webster Bank
Connecticut
$1.83M -$20.4K -172 -1%
SSB
560
Sandy Spring Bank
Maryland
$1.81M -$17.2K -145 -1%
Man Group
561
Man Group
United Kingdom
$1.79M +$1.13M +9,565 +208%
MSAM
562
Moloney Securities Asset Management
Missouri
$1.78M -$26.8K -226 -2%
HFA
563
HC Financial Advisors
California
$1.78M
FFWA
564
FRG Family Wealth Advisors
Washington
$1.78M
OPCM
565
Osborne Partners Capital Management
California
$1.77M -$11.9K -100 -0.7%
MAM
566
Meeder Asset Management
Ohio
$1.77M +$1.1M +9,278 +196%
SWP
567
Stratos Wealth Partners
Ohio
$1.76M -$1.32M -11,169 -44%
IRF
568
IBM Retirement Fund
New York
$1.75M -$356 -3 -0%
SFA
569
Semmax Financial Advisors
North Carolina
$1.75M +$446K +3,761 +37%
NSIM
570
North Star Investment Management
Illinois
$1.74M -$53.2K -449 -3%
AAS
571
Avantax Advisory Services
Texas
$1.72M -$398K -3,359 -20%
BEC
572
Blue Edge Capital
Virginia
$1.72M +$234K +1,977 +17%
LFAS
573
Level Four Advisory Services
Texas
$1.72M +$252K +2,123 +18%
VFM
574
Viking Fund Management
North Dakota
$1.71M +$119K +1,000 +8%
ACS
575
Archford Capital Strategies
Illinois
$1.69M -$11K -93 -0.7%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.