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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
PIA
551
Piedmont Investment Advisors
North Carolina
$1.65M +$85.6K +738 +5%
NSIM
552
North Star Investment Management
Illinois
$1.65M -$992K -8,543 -38%
OPCM
553
Osborne Partners Capital Management
California
$1.64M -$95.4K -822 -6%
VFA
554
Valeo Financial Advisors
Indiana
$1.63M -$996K -7,964 -38%
FCBT
555
First Citizens Bank & Trust
North Carolina
$1.63M +$1.05M +9,008 +179%
HFA
556
HC Financial Advisors
California
$1.63M +$1.16K +10 +0.1%
FFWA
557
FRG Family Wealth Advisors
Washington
$1.63M -$65K -560 -4%
IRF
558
IBM Retirement Fund
New York
$1.61M +$555K +4,780 +53%
ACS
559
Archford Capital Strategies
Illinois
$1.56M +$312K +2,685 +25%
Luther King Capital Management (LKCM)
560
Luther King Capital Management (LKCM)
Texas
$1.55M -$296K -2,552 -16%
LCM
561
Logan Capital Management
Pennsylvania
$1.54M -$3.25M -27,987 -68%
SCA
562
Strategic Capital Advisers
Colorado
$1.53M -$232 -2 -0%
WPP
563
Whalerock Point Partners
Rhode Island
$1.53M -$1.86K -16 -0.1%
SC
564
Savant Capital
Illinois
$1.52M +$479K +4,128 +46%
RC
565
Roundview Capital
New Jersey
$1.52M +$24.7K +213 +2%
MERSOM
566
Municipal Employees' Retirement System of Michigan
Michigan
$1.52M – – –
HDIM
567
Hanson & Doremus Investment Management
Vermont
$1.51M -$40.3K -347 -3%
ACM
568
Azimuth Capital Management
Michigan
$1.51M -$21.4K -184 -1%
LIM
569
Loudon Investment Management
New Hampshire
$1.51M – – –
LIM
570
Leavell Investment Management
Alabama
$1.51M +$120K +1,030 +9%
NHC
571
Nicholas Hoffman & Company
Georgia
$1.51M +$40.5K +349 +3%
PCIA
572
Prime Capital Investment Advisors
Kansas
$1.5M -$89.7K -773 -6%
CA
573
Cambridge Advisors
Nebraska
$1.48M +$18.6K +160 +1%
AWE
574
Avidian Wealth Enterprises
Texas
$1.48M +$1.28M +11,059 +662%
SWM
575
Segment Wealth Management
Texas
$1.47M -$6.27K -54 -0.4%
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