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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
HFA
551
HC Financial Advisors
California
$2.07M – – –
NAM
552
Nexpoint Asset Management
Texas
$2.07M +$2.07M +14,000 New
KLCM
553
KG&L Capital Management
Louisiana
$2.04M -$354K -2,396 -15%
BS
554
Boenning & Scattergood
Pennsylvania
$2.04M -$1.55M -10,526 -43%
AIC
555
Ameritas Investment Company
Nebraska
$2.03M -$72.2K -489 -3%
1SB
556
1ST Source Bank
Indiana
$2.03M -$7.83K -53 -0.4%
PCIA
557
Prime Capital Investment Advisors
Kansas
$2.03M +$1.74M +11,751 +600%
SSB
558
Sandy Spring Bank
Maryland
$2.02M +$43.6K +295 +2%
BA
559
Bridgewater Associates
Connecticut
$2.02M -$6.5K -44 -0.3%
HKIM
560
Hayek Kallen Investment Management
Alabama
$2M +$679K +4,600 +52%
PIA
561
Piedmont Investment Advisors
North Carolina
$2M -$3.47M -23,528 -64%
SIP
562
Stoneridge Investment Partners
Pennsylvania
$1.99M -$4.01M -27,182 -67%
EAM
563
Eagle Asset Management
Florida
$1.99M -$51.1K -346 -3%
TCBWMS
564
Texas Capital Bank Wealth Management Services
Texas
$1.98M +$1.98M +13,419 New
HDIM
565
Hanson & Doremus Investment Management
Vermont
$1.98M -$40.6K -275 -2%
AF
566
Advisornet Financial
Minnesota
$1.97M -$131K -886 -6%
DIP
567
DT Investment Partners
Pennsylvania
$1.96M +$1.96M +13,300 New
LFAS
568
Level Four Advisory Services
Texas
$1.96M +$55.2K +374 +3%
ACM
569
Azimuth Capital Management
Michigan
$1.95M -$14.8K -100 -0.8%
LNWWM
570
Laird Norton Wetherby Wealth Management
California
$1.95M +$31K +210 +2%
MIC
571
Means Investment Company
Maine
$1.95M +$154K +1,041 +9%
WPP
572
Whalerock Point Partners
Rhode Island
$1.95M -$588K -3,984 -23%
SCA
573
Strategic Capital Advisers
Colorado
$1.95M -$23.9K -162 -1%
KRSITF
574
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$1.93M -$27K -183 -1%
MERSOM
575
Municipal Employees' Retirement System of Michigan
Michigan
$1.93M – – –
21 22
23
24 25