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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
MC
551
Moors & Cabot
Massachusetts
$2.71M -$299K -2,117 -11%
CBTWT
552
Community Bank & Trust (Waco, Texas)
Texas
$2.69M +$20.5K +145 +0.8%
Jacobs Levy Equity Management
553
Jacobs Levy Equity Management
New Jersey
$2.68M -$10.1M -71,379 -80%
MCM
554
Monument Capital Management
Virginia
$2.68M +$179K +1,266 +8%
SCA
555
Strategic Capital Advisers
Colorado
$2.63M +$141 +1 +0%
NWP
556
Northstar Wealth Partners
Connecticut
$2.6M -$45.3K -320 -2%
HPC
557
HM Payson & Co
Maine
$2.58M -$62.9K -445 -3%
GLA
558
Great Lakes Advisors
Illinois
$2.58M +$948K +6,705 +66%
ACM
559
Alpha Capital Management
Texas
$2.57M +$130K +919 +6%
SNT
560
Security National Trust
West Virginia
$2.57M +$118K +835 +5%
1SB
561
1ST Source Bank
Indiana
$2.57M +$14.9K +105 +0.6%
AP
562
Advisor Partners
California
$2.57M +$95.9K +678 +4%
RG
563
Rathbones Group
United Kingdom
$2.56M -$8.49K -60 -0.4%
SIMM
564
Stillwater Investment Management (Minnesota)
Minnesota
$2.55M -$16.4K -116 -0.7%
Verition Fund Management
565
Verition Fund Management
Connecticut
$2.54M -$4.15M -29,325 -64%
CI
566
Conning Inc
Connecticut
$2.54M -$124K -875 -5%
TWA
567
TCI Wealth Advisors
Arizona
$2.53M -$96.6K -683 -4%
BPC
568
Banque Pictet & Cie
Switzerland
$2.52M -$42.4K -300 -2%
CCM
569
Crossvault Capital Management
Texas
$2.5M -$127K -900 -5%
DCM
570
Donaldson Capital Management
Indiana
$2.5M +$7.92K +56 +0.3%
TCOV
571
Trust Company of Vermont
Vermont
$2.49M -$30.8K -218 -1%
TG
572
TCW Group
California
$2.48M -$204K -1,440 -8%
LPIC
573
LeJeune Puetz Investment Counsel
Michigan
$2.48M +$17.7K +125 +0.8%
GT
574
Glenview Trust
Kentucky
$2.46M +$141 +1 +0%
OPCM
575
Osborne Partners Capital Management
California
$2.46M -$34.2K -242 -1%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.