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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
551
Cambridge Advisors
Nebraska
$1.22M -$333K -3,591 -21%
Connor, Clark & Lunn Investment Management (CC&L)
552
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$1.22M -$2.18M -23,550 -64%
JPMIA
553
J.P. Marvel Investment Advisors
Massachusetts
$1.22M +$83.5K +900 +7%
CGT
554
Capital Guardian Trust
California
$1.22M -$13.1M -140,773 -91%
HFM
555
Hartford Financial Management
Connecticut
$1.2M -$11.9K -128 -1%
CRC
556
Curi RMB Capital
Illinois
$1.2M +$964K +10,395 +408%
FCH
557
Freestone Capital Holdings
Washington
$1.19M – – –
CT
558
Coastline Trust
Rhode Island
$1.18M -$4.64K -50 -0.4%
RCM
559
Radnor Capital Management
Pennsylvania
$1.18M +$1.18M +12,725 New
AFS
560
Amtrust Financial Services
New York
$1.18M +$1.18M +12,713 New
Allianz Asset Management
561
Allianz Asset Management
Germany
$1.17M -$257K -2,767 -18%
BVDMP
562
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$1.16M – – –
BOC
563
Barbara Oil Co
Illinois
$1.16M – – –
RVM
564
Robinson Value Management
Texas
$1.15M +$1.15M +12,426 New
TCM
565
Twin Capital Management
Pennsylvania
$1.15M -$503K -5,420 -30%
RCA
566
Rowland Carmichael Advisors
Arizona
$1.15M -$16.6K -179 -1%
BUB
567
BBVA USA Bancshares
Texas
$1.14M -$237K -2,559 -17%
GIA
568
Guyasuta Investment Advisors
Pennsylvania
$1.14M – – –
GA
569
Geneva Advisors
Illinois
$1.14M -$327K -3,522 -22%
FNBT
570
FineMark National Bank & Trust
Florida
$1.14M +$64.9K +700 +6%
ISL
571
Ingalls & Snyder LLC
New York
$1.14M -$272K -2,935 -19%
BFEC
572
Benjamin F. Edwards & Company
Missouri
$1.13M -$307K -3,305 -21%
CBU
573
CIBC Bank USA
Illinois
$1.13M -$1.36M -14,697 -55%
JIC
574
Johnson Investment Counsel
Ohio
$1.13M -$41.8K -451 -4%
ACP
575
Ashfield Capital Partners
California
$1.12M -$46.4K -500 -4%
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