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Caterpillar
CAT

Overview Fund Activity

2,267 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,267
Holders Change
-5
Holders Change %
-0.22%
% of All Funds
36.28%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
166
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
DZ Bank
Germany
+$332M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$234M
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$172M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$155M
5
Renaissance Technologies
Renaissance Technologies
New York
+$154M

Top Sellers

1
M1FG
Mach-1 Financial Group
Arkansas
-$827M
2
Citadel Advisors
Citadel Advisors
Florida
-$447M
3
Barclays
Barclays
United Kingdom
-$295M
4
BlackRock
BlackRock
New York
-$277M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$198M
Name Holding Trade Value Shares
Change 		Shares
Change %
PRC
526
Pearl River Capital
Michigan
$4.88M -$2.57M -11,242 -35%
AF
527
Allworth Financial
California
$4.85M +$133K +582 +3%
EA
528
Ellsworth Advisors
Ohio
$4.84M +$194K +846 +4%
CB
529
Community Bank
New York
$4.84M +$82.8K +362 +2%
NCM
530
Narwhal Capital Management
Georgia
$4.83M +$16.5K +72 +0.3%
PFP
531
Pinnacle Financial Partners
Tennessee
$4.82M -$1.43M -6,253 -23%
NRS
532
Neville Rodie & Shaw
New York
$4.82M – – –
BOH
533
Bank of Hawaii
Hawaii
$4.79M -$280K -1,225 -6%
TF
534
TIAA FSB
Florida
$4.77M -$393K -1,719 -8%
PFO
535
Pathstone Family Office
New Jersey
$4.72M -$9.01M -38,583 -66%
NIM
536
Northeast Investment Management
Massachusetts
$4.71M -$4.12K -18 -0.1%
FTA
537
Financial & Tax Architects
Missouri
$4.7M +$180K +786 +4%
BCI
538
Brinker Capital Investments
Pennsylvania
$4.7M +$1.76M +7,686 +60%
OPS
539
Orion Portfolio Solutions
Nebraska
$4.7M +$3.4M +14,851 +261%
KOCAA
540
Knights of Columbus Asset Advisors
Connecticut
$4.68M -$1.11M -4,829 -19%
AHC
541
Anderson Hoagland & Co
Missouri
$4.67M -$3.15M -13,767 -40%
BC
542
Burney Company
Virginia
$4.64M +$138K +604 +3%
GPTE
543
Generali Powszechne Towarzystwo Emerytalne
Poland
$4.6M – – –
WS
544
Wedbush Securities
California
$4.6M -$504K -2,201 -10%
BSW
545
Buckingham Strategic Wealth
Missouri
$4.6M – – –
P
546
Paradiem
Louisiana
$4.59M -$830K -3,627 -15%
Carson Wealth (CWM LLC)
547
Carson Wealth (CWM LLC)
Nebraska
$4.59M +$403K +1,761 +10%
BCFD
548
Boit C.F. David
$4.58M – – –
BFG
549
Bleakley Financial Group
New Jersey
$4.58M +$170K +743 +4%
PI
550
PineBridge Investments
New York
$4.54M +$806K +3,520 +22%
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