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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFEC
526
Benjamin F. Edwards & Company
Missouri
$2.77M +$158K +1,062 +6%
QC
527
Quadrature Capital
United Kingdom
$2.77M +$2.77M +18,576 New
APP
528
Avantax Planning Partners
Iowa
$2.71M +$349K +2,337 +15%
BC
529
Barnett & Company
Tennessee
$2.71M – – –
FMBTD
530
First Midwest Bank Trust Division
Illinois
$2.7M +$104K +698 +4%
WG
531
Welch Group
Alabama
$2.69M +$302K +2,022 +13%
SNT
532
Security National Trust
West Virginia
$2.68M -$3.73K -25 -0.1%
KF
533
Krilogy Financial
Missouri
$2.67M -$50.9K -341 -2%
BCM
534
Brookstone Capital Management
Illinois
$2.66M +$2.25M +15,101 +547%
CCM
535
Channing Capital Management
Illinois
$2.66M +$117K +786 +5%
SIMM
536
Stillwater Investment Management (Minnesota)
Minnesota
$2.64M +$37.6K +252 +1%
MCM
537
Monument Capital Management
Virginia
$2.63M -$135K -903 -5%
SWRP
538
Summit Wealth & Retirement Planning
California
$2.63M – – –
DMC
539
Drexel Morgan & Co
Pennsylvania
$2.62M -$5.22K -35 -0.2%
CI
540
Cigna Investments
Connecticut
$2.62M -$3.43K -23 -0.1%
PFS
541
Physicians Financial Services
North Carolina
$2.61M -$19.4K -130 -0.7%
PCIA
542
Prime Capital Investment Advisors
Kansas
$2.59M +$2.13M +14,301 +464%
CFB
543
Cullen/Frost Bankers
Texas
$2.58M -$1.15M -7,717 -31%
LPIC
544
LeJeune Puetz Investment Counsel
Michigan
$2.54M – – –
BBA
545
BLB&B Advisors
Pennsylvania
$2.53M -$117K -785 -4%
GSC
546
G&S Capital
Colorado
$2.53M -$408K -2,733 -14%
KJWM
547
Kiley Juergens Wealth Management
Washington
$2.51M -$170K -1,137 -6%
HKIM
548
Hayek Kallen Investment Management
Alabama
$2.49M -$7.76K -52 -0.3%
MCC
549
Malaga Cove Capital
California
$2.49M -$1.94K -13 -0.1%
DCM
550
Donaldson Capital Management
Indiana
$2.47M – – –
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