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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
ATIA
526
American Trust Investment Advisors
New Hampshire
$3.08M +$7.36K +52 +0.3%
FMBTD
527
First Midwest Bank Trust Division
Illinois
$3.07M +$405K +2,860 +17%
BPM
528
Bronson Point Management
Connecticut
$3.05M -$5.84M -41,300 -67%
CANY
529
Caxton Associates (New York)
New York
$3.05M -$4.02M -28,420 -59%
TBA
530
Tower Bridge Advisors
Pennsylvania
$3.05M +$28.3K +200 +1%
SB
531
Simmons Bank
Arkansas
$3.03M -$3.05M -21,584 -52%
LTI
532
Laffer Tengler Investments
Tennessee
$3.01M
TSS
533
Two Sigma Securities
New York
$3.01M +$74K +523 +3%
CNBT
534
Canandaigua National Bank & Trust
New York
$2.98M -$60.3K -426 -2%
LI
535
Longer Investments
Arkansas
$2.98M +$2.76M +19,520 New
MFG
536
Monte Financial Group
Connecticut
$2.97M +$67.6K +478 +3%
FIM
537
Freedom Investment Management
Connecticut
$2.96M -$8.35K -59 -0.3%
CTA
538
Colonial Trust Advisors
South Carolina
$2.96M +$82.2K +581 +3%
MYAM
539
Meiji Yasuda Asset Management
Japan
$2.96M +$122K +860 +5%
CCM
540
Consolidated Capital Management
California
$2.94M +$18.2K +129 +0.7%
SAM
541
Sompo Asset Management
Japan
$2.9M +$1.76M +12,470 +190%
PH
542
Pinnacle Holdings
Oklahoma
$2.9M -$8.49K -60 -0.3%
BCM
543
Brookstone Capital Management
Illinois
$2.89M -$6.79K -48 -0.3%
DWA
544
Douglass Winthrop Advisors
New York
$2.89M -$84.9K -600 -3%
AL
545
Arnhold LLC
New York
$2.83M -$706K -4,989 -21%
AIP
546
Ameritas Investment Partners
Nebraska
$2.83M -$43.7K -309 -2%
RC
547
RegentAtlantic Capital
New Jersey
$2.82M +$15.8K +112 +0.6%
QC
548
Quadrature Capital
United Kingdom
$2.76M -$26.5M -187,424 -91%
MCIM
549
Meadow Creek Investment Management
Georgia
$2.73M -$12M -85,096 -83%
BBA
550
BLB&B Advisors
Pennsylvania
$2.72M -$25.3K -179 -1%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.