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Caterpillar

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 102 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $39B → $38.9B (-$81.7M)

0.33% less ownership

Funds ownership: 71.91%71.58% (-0.33%)

6% less first-time investments, than exits

New positions opened: 96 | Existing positions closed: 102

2% less funds holding

Funds holding: 1,1621,143 (-19)

10% less funds holding in top 10

Funds holding in top 10: 2018 (-2)

36% less repeat investments, than reductions

Existing positions increased: 341 | Existing positions reduced: 537

49% less call options, than puts

Call options by funds: $758M | Put options by funds: $1.49B

Holders
1,143
Holders Change
-19
Holders Change %
-1.64%
% of All Funds
28.45%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
102
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M
Name Holding Trade Value Shares
Change
Change in
Stake
MCM
526
Murphy Capital Management
New Jersey
$1.29M +$44K +465 +3%
PH
527
Pinnacle Holdings
Oklahoma
$1.28M -$7.76K -82 -0.6%
CICI
528
Capital Investment Counsel Inc
North Carolina
$1.28M -$92.3K -975 -7%
DMC
529
Drexel Morgan & Co
Pennsylvania
$1.27M -$106K -1,120 -8%
MYAM
530
Meiji Yasuda Asset Management
Japan
$1.27M +$441K +4,660 +52%
GIM
531
Guardian Investment Management
California
$1.27M -$378K -3,993 -23%
WSFS
532
Wilmington Savings Fund Society
Delaware
$1.25M +$151K +1,590 +13%
BA
533
Boston Advisors
Massachusetts
$1.25M -$177K -1,875 -12%
BA
534
Birinyi Associates
Connecticut
$1.24M +$828K +8,750 +188%
DCM
535
Dupont Capital Management
Delaware
$1.23M +$1.25M +13,228 New
CA
536
Cambridge Advisors
Nebraska
$1.22M -$3.98K -42 -0.3%
PNAA
537
Pictet North America Advisors
Switzerland
$1.21M +$1.23M +13,000 New
WAM
538
Wolverine Asset Management
Illinois
$1.21M +$1.23M +13,000 New
HFM
539
Hartford Financial Management
Connecticut
$1.2M +$473 +5 +0%
RVM
540
Robinson Value Management
Texas
$1.2M +$44.4K +469 +4%
FCH
541
Freestone Capital Holdings
Washington
$1.19M +$4.26K +45 +0.4%
EP
542
Elkfork Partners
Oregon
$1.18M +$245K +2,584 +25%
AFS
543
Amtrust Financial Services
New York
$1.18M
Pacer Advisors
544
Pacer Advisors
Pennsylvania
$1.17M +$109K +1,155 +10%
PAM
545
PVG Asset Management
Colorado
$1.17M -$60.2K -636 -5%
CT
546
Coastline Trust
Rhode Island
$1.17M -$16.6K -175 -1%
SS
547
Simplicity Solutions
Minnesota
$1.17M +$112K +1,187 +10%
ATC
548
Adirondack Trust Company
New York
$1.16M -$68.2K -720 -5%
BOC
549
Barbara Oil Co
Illinois
$1.16M
BVDMP
550
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$1.16M

CAT Hedge Fund Activity: Q1 2017 in Review

1,143 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2017, worth a combined $38.9B — down 0.21% from $39B a quarter earlier.

Sellers outnumbered buyers: 102 funds closed out of CAT and 96 opened new positions — a net loss of 6 holders — while 537 trimmed existing stakes and 341 added.

The largest buyer was BlackRock, adding an estimated $3.13B. The largest seller was Capital Research Global Investors, cutting an estimated $444M.

  • 1,143 institutional investors held Caterpillar (CAT) as of Q1 2017, down from 1,162 in Q4 2016.
  • Funds reported $38.9B of Caterpillar stock for Q1 2017, down 0.21% quarter-over-quarter.
  • 96 funds opened new Caterpillar positions in Q1 2017 and 102 closed out, a net change of -6 holders.
  • The largest Caterpillar buyer in Q1 2017 was BlackRock, an estimated $3.13B added.
  • The largest Caterpillar seller in Q1 2017 was Capital Research Global Investors, an estimated $444M sold.

Based on aggregated 13F filings for Q1 2017.