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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MA
526
Marshwinds Advisory
Georgia
$1.37M -$8.79K -99 -0.6%
BFEC
527
Benjamin F. Edwards & Company
Missouri
$1.37M +$204K +2,301 +17%
SNT
528
Security National Trust
West Virginia
$1.37M -$11.2K -126 -0.8%
SLI
529
Sumitomo Life Insurance
Japan
$1.36M -$165K -1,861 -11%
VCAM
530
Van Cleef Asset Management
Ohio
$1.36M -$17.7K -199 -1%
EFS
531
Essex Financial Services
Connecticut
$1.35M -$1.87K -21 -0.1%
Allianz Asset Management
532
Allianz Asset Management
Germany
$1.35M -$2.47M -28,218 -65%
HDIM
533
Hanson & Doremus Investment Management
Vermont
$1.35M -$6.21K -70 -0.5%
ISL
534
Ingalls & Snyder LLC
New York
$1.35M -$57.3K -646 -4%
CPO
535
Cerity Partners OCIO
New York
$1.35M -$17.7K -199 -1%
MSV
536
MN Services Vermogensbeheer
Netherlands
$1.34M +$32.6K +367 +2%
HI
537
Hudock Inc
Pennsylvania
$1.34M -$17.7K -199 -1%
PH
538
Pinnacle Holdings
Oklahoma
$1.32M -$7.9K -89 -0.6%
BUB
539
BBVA USA Bancshares
Texas
$1.32M -$83.9K -945 -6%
LAM
540
Lebenthal Asset Management
New York
$1.32M +$2.22K +25 +0.2%
DMC
541
Drexel Morgan & Co
Pennsylvania
$1.32M – – –
CA
542
Callahan Advisors
Texas
$1.31M -$43.4K -489 -3%
FFWA
543
FRG Family Wealth Advisors
Washington
$1.3M – – –
MCM
544
Murphy Capital Management
New Jersey
$1.3M -$111K -1,248 -8%
AI
545
Atria Investments
North Carolina
$1.3M +$306K +3,443 +31%
WMSA
546
Weiss Multi-Strategy Advisers
New York
$1.27M +$1.27M +14,345 New
CC
547
ClearArc Capital
Ohio
$1.27M +$13.3K +150 +1%
FIM
548
FourPoints Investment Managers
France
$1.24M -$79.9K -900 -6%
RC
549
RBF Capital
California
$1.24M +$355K +4,000 +40%
WSFS
550
Wilmington Savings Fund Society
Delaware
$1.24M – – –
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